- Tuesday, 3 July 2012
The Solicitors Regulation Authority is set to recommend dropping the controversial ban on practitioners referring clients to tied financial advisers. Solicitors would instead have to ensure that the client is involved in the decision-making process that goes into any referral.
Tags: code of conduct, financial services, Financial Services Authority, OFR, outcomes-focused regulation, SIFA, Solicitors Regulation Authority
Posted in Latest news, Solicitors