Tag Results
How to handle selling UK or international securities
Wednesday, 27 April 2022The sale or transfer of securities process is time-consuming, involving a lot of paperwork with different requirements from share registrars. The process becomes even more complex regarding overseas shares and funds.
Tags: Share Data
Posted in associate news
Frequently asked questions in probate
Tuesday, 15 February 2022More often than not, challenges arise during the management of the deceased estate when dealing with a complicated probate process. Appointed representatives are legally and financially responsible for administering the deceased estate and can be held liable for any mistakes during the process. However, many personal representatives lack a general understanding of probate and could make costly mistakes.
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Posted in associate news
Navigating overseas probate: How to effectively manage the pitfalls
Wednesday, 27 October 2021Working through overseas probate is never easy nor straightforward due to differing laws and regulations between countries. As a result, unforeseen challenges frequently occur when working on overseas probate cases, making the process strenuous and time-consuming.
Tags: Share Data
Posted in associate news
Is there a demand for medallion guarantees in the UK?
Tuesday, 21 September 2021A Medallion Signature Guarantee, also known as a Medallion Stamp, is a unique certification stamp introduced by the Securities and Exchange Commission (SEC) in 1992. It guarantees the authenticity of an investor’s signature. The Medallion Signature Guarantee Programme protects shareholders by making it harder to forge signatures for unauthorised, fraudulent transfers. It also limits the liability of the transfer agent accepting the certificates by providing a guarantee on the legitimacy of stocks and shares to be sold or transferred.
Tags: Share Data
Posted in associate news
Blog
The power of participation for trainees and apprentices
It’s important as a trainee or an apprentice to get involved in the life of your firm – even under the pressure of discovering how to navigate professional life and now the demands of the SQE.
Is it time to change how law firms view compliance?
Although COFAs often hold senior positions and play an essential role in a firm’s financial and regulatory integrity, the perception of the compliance function itself is still evolving.
From templates to culture change: Lessons from the SRA on source of funds
The SRA’s new thematic review into source of funds and wealth reveals both progress and persistent blind spots, with source-of-funds checks too often thought of as a procedural hurdle.
