Compliance & Regulation


Judge warns PI firms of SRA referrals over damages deductions

21 April 2026

Personal injury solicitors who jack up their base costs to ensure they always hit the 25% cap on deductions from damages risk referral to the SRA, a senior district judge has warned.


Solicitor who billed clients for work he had not done struck off

21 April 2026

A private client lawyer who billed clients for work he had not done has been struck off by the Solicitors Disciplinary Tribunal.


SRA to double size of leadership team as BSB names new chief

20 April 2026

The Solicitors Regulation Authority is to double the size of the leadership team under chief executive Sarah Rapson with the creation of four new director-level posts.


Lawyers resolve most complaints themselves under LeO pilot

17 April 2026

Lawyers testing the Legal Ombudsman’s model complaints resolution procedure resolved most of the complaints themselves, it has emerged.


BBC sting heaps pressure on immigration lawyers and SRA

16 April 2026

A BBC undercover investigation has again thrown the spotlight on immigration lawyers, claiming that “a shadow industry of law firms and advisers” is helping migrants bring bogus asylum cases.


Government sets out conditions for ‘excepted’ NDAs

16 April 2026

The government has proposed detailed conditions which would allow employers and workers to sign NDAs relating to harassment or discrimination in strictly limited situations.


SRA “wants conversation about who handles complaints about solicitors”

15 April 2026

The SRA “would love to have a conversation” about whether the responsibility for handling complaints should continue to be split with the Legal Ombudsman, MPs have heard.


Solicitor who falsely recorded time to meet targets struck off

14 April 2026

A solicitor who falsely recorded 100 hours of time to help meet her billing targets has been struck off, despite recognition of the mental health issues she was facing at the time.


Law Society trains focus on SRA for Mazur supervision guidance

14 April 2026

The Law Society has put the focus on the SRA to give the profession guidance on what amounts to supervision following the Mazur ruling.


Keep out of employment issues, solicitors tell SRA

13 April 2026

The Solicitors Regulation Authority has been told to leave employment issues such as bullying, harassment, discrimination and sexual misconduct to law firms and the courts.


Law firm fails in appeal against £68k fine for AML failures

13 April 2026

A law firm run by an ex-Law Society president has failed in an appeal against a £68,000 fine imposed by the Solicitors Regulation Authority for anti-money laundering failures.


Consumers may have to wait a year for LeO decision

10 April 2026

The decision to deny the Legal Ombudsman the budget it needs could see consumers waiting more than a year for the outcome of their complaint by 2028.


Mazur: Law Society still mulling appeal as SRA reviews investigations

9 April 2026

The Law Society has yet to decide whether to appeal last week’s Mazur ruling, while the SRA is reviewing investigations that followed the High Court ruling.


Eight out of 10 candidates say SQE is not fit for purpose

9 April 2026

Eight out of 10 current and former SQE candidates do not consider the exam is fit for purpose or good value for money, a survey by the National Junior Lawyers Division has found.


Bar tribunals: Earlier naming and all rulings published

9 April 2026

Rulings by Bar disciplinary tribunals which clear barristers of misconduct are to be published in all cases, not only where requested, the Bar Standards Board has decided.

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Blog


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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Mistakes in legal practice are inevitable. What truly differentiates well-run firms from those that stumble is not whether mistakes occur, but how they are handled when they do.


Litigation finance is not one product. It’s a strategy

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