Risk management and the CQS practice management standards

Effective risk management is at the heart of the CQS Practice Management Standards, requiring firms to implement clear systems, controls and oversight to ensure compliance and maintain high standards of practice. This webinar will explore the practical steps firms can take to meet these requirements, helping practitioners understand how to manage risk effectively while embedding robust procedures across their practice.

Topics covered include:

• Practice Management standards terminology
• Compliance Plans
• Risk Registers
• Key Dates
• Declining work
• Training & File Reviews
• General Issues