Regulatory Update 2020

Recorded on: 16/04/2020

With coronavirus preoccupying everyone’s waking thoughts this webinar will take advantage of the ‘regulatory forbearance’ mentioned in the Prime Minister’s recent briefing.

Nonetheless, compliance is an ever-increasing burden on practitioners and this webinar provides a simple overview of important developments in a number of areas and sets out a series of practical steps to take in response. Topics will include:

Regulatory Issues

  • Coronavirus update: key workers, enhanced professional needs, current steps and measures to assist us
  • latest SRA guidance (including conflicts, confidentiality, honesty and integrity)
  • latest position on indemnity insurance reform
  • new advertising rules

Enforcement Action

  • backdating signatures
  • employing bogus solicitors
  • failure to check client’s identity
  • failure to act expeditiously

Money Laundering

  • Recent amendments – what do we need to be doing now?
  • Relevant enforcement examples – eg ongoing monitoring


Non members:  £159.00

Members:  £115.00

Sole practitioner:  £80.00

All prices ex-VAT

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01904 635 444
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