Kaplan Altior: Compliance: Investment Schemes – The Risks and Warnings for Solicitors – 5 Feb 2020


When – 5th February 2020 (12pm – 1pm)

Where – Live Online

The SRA Risk Outlook 2018/2019 highlights the risks and dangers investment schemes pose to solicitors and their clients. With this, the SRA has outlined a number of core issues of which solicitors need to be aware of in order to ensure that they do not fall below standards of expected behaviour.

This course will introduce and explain investment schemes and their associated risks.  The course trainer, Michael Cotter, is an expert Financial Services Lawyer who can provide real world insight and examples of assisting and working with those affected by investment scheme collapses which have impacted both private clients and corporate bodies.

Key benefits include:

  • Meet SRA standards of compliance
  • Champion compliance and risk management in your firm
  • Integrate learnings with existing processes

To book your place, visit: https://altior.co.uk/public-training-programmes/compliance/compliance-investment-schemes

 

Tags:




Blog

27 March 2020

Covid-19 and your law firm’s continued success

In light of the evolving coronavirus situation, it’s important that you take appropriate steps to reassure your clients that it’s business as usual wherever possible.

Read More

Loading animation