Solicitors
Solicitor escapes lack of integrity charge by pleading incompetence
The Solicitors Disciplinary Tribunal has allowed a solicitor to continue to practise despite the fact he used “his incompetence as a shield” against the lack of integrity that was alleged, after he unwittingly facilitated a mortgage fraud that cost his lender client £744,000.
Solictors sanctioned following Insolvency Service investigations
A retired solicitor has been made subject to a maximum 15-year bankruptcy restriction order for misappropriating funds from his clients’ accounts, overcharging clients and falsifying his records to cover up his actions. Meanwhile, a solicitor from Essex has been disqualified as a director for five years.
SRA charts new course that means few firms will need FCA authorisation for consumer credit work
The Solicitors Regulation Authority is set to continue regulating most consumer credit activities carried out by law firms after new proposals were issued last week. A consultation said solicitors would be able to carry out mainstream consumer credit activities as long as they are central to the legal services they provide.
SDT punishes solicitors caught out by PII changes
Solicitors running two firms caught out by changes to the indemnity insurance rules and the closure of the assigned risks pool in 2012-13 have been fined by the Solicitors Disciplinary Tribunal for failing to wind-down their practices in an orderly manner.
QASA is “only way” to protect the public, Supreme Court rules
The Quality Assurance Scheme for Advocates (QASA) is finally set to go ahead after the Supreme Court ruled that it was “the only way” to protect all members of the public involved in criminal proceedings “at an upper level”. But it has been claimed that the decision will make it harder for similar schemes to be introduced for other areas of law.
Law Society records £33m surplus – but cost of practising set to remain the same
The Law Society recorded a £33m surplus last year, its annual report has shown, while former chief executive Des Hudson received a pay packet of £407,000 in his final year. However, the society has proposed retaining the practising certificate fee at £320.
Referral fees in criminal cases could lead to “arrest chasing”
Removing the ban on referral fees in criminal cases could lead to “arrest chasing” by solicitors, the Bar Council has warned, and result in “as much public opprobrium” as ambulance chasing. However, the Bar Council backed third-party accounts for solicitors.
SDT: insurance application errors “carelessness not misconduct”
Two partners have been cleared by the Solicitors Disciplinary Tribunal of misconduct relating to errors and omissions in their firm’s application for indemnity insurance, and unusually were allowed to maintain their anonymity throughout.
Law Society: “Piecemeal” SRA reforms could create “perverse incentives”
The Law Society has launched a sustained attack on plans by the Solicitors Regulation Authority to introduce third-party accounts, allow referral fees in legal aid cases and remove the requirement on firms to carry out reserved activities.
Lifting referral fee ban will give green light to “least ethical” solicitors
Ending the ban on referral fees in legal aid cases risks approving the practices of some of the solicitors’ profession’s “least ethical and least professional members”, barristers have claimed.
Plant: CBE a recognition of SRA progress
Charles Plant, the former chairman of the Solicitors Regulation Authority, has described the award of a CBE in the Queen’s Birthday Honours List as “recognition” of the work done by the regulator during his tenure. Mr Plant, who is now retired, was cited for services to legal regulation and education.
Firm shut down after solicitor who forged cheques as trainee is struck off
The Solicitors Regulation Authority last week shut down a north-west London law firm shortly after an accountant who went on to train as a solicitor at the firm was struck off for preparing fraudulent cheques and forging partners’ signatures.
Hat-trick of appeal wins for East London firm as it overturns wasted costs order
A small East London law firm has scored a hat-trick of successful appeals against sanctions after overturning a wasted costs order at the Employment Appeal Tribunal, following challenges to the Legal Ombudsman and Solicitors Regulation Authority.
There is a “huge future” for high street firms, new SPG chairman says
There is a “huge future” for high street law firms, but the way ahead will be for practices to become more specialised, the new chairman of the Sole Practitioners Group (SPG) has said.
Only one solicitor sent to SDT over referral fee ban as large CMCs thrive
Only one solicitor has been sent to the Solicitors Disciplinary Tribunal for breaching the ban on referral fees in personal injury cases, it has emerged. Meawhile, the head of claims management regulation said the “biggest CMCs are making more and more money”.












