Compliance & Regulation

Chartered legal executives would have “no role” in the governance of the SRA and the way regulation is carried out if they were “subsumed” into the regulator, CILEx Regulation has argued.

The Bar Standards Board has reported a surge of lawyers from the Indian sub-continent seeking to be called to the Bar in England and Wales – even though many have no intention of practising here.

A solicitor formerly at City giant Herbert Smith Freehills has been struck off after being jailed for child sex offences but his identity has been kept private.

The Solicitors Disciplinary Tribunal was “obviously wrong” to name former clients of a struck-off solicitor and failing to uphold legal professional privilege, the High Court has ruled.

A solicitor who made “inappropriate, derogatory, puerile and inflammatory remarks” in emails to another solicitor has been fined £7,500 by the Solicitors Regulation Authority.

The Bar Standards Board has welcomed an increase in reports of bullying and harassment in the profession, saying the rise indicates growing confidence in how it deals with them.

The former head of the Scottish Bar has been suspended after being filmed on a train naming women who had accused ex-SNP leader Alex Salmond of sexual assault, in breach of a court order.

A North London law firm that allowed £105,000 of residual client balances to build up over 13 years has been fined £14,000 by the Solicitors Regulation Authority.

A senior City lawyer accused of misconduct which the public would view as “perhaps even tantamount to espionage” has been cleared by the Solicitors Disciplinary Tribunal.

The Legal Services Board has “no role” in promoting the use of technology and there are “dangers in using regulatory levers to attempt to do so”, the Bar Council has warned.

The Solicitors Regulation Authority has today closed down Axiom Ince, the scandal-hit law firm that was on the verge of collapse.

The High Court has rejected an appeal against a £20,000 fine imposed on a male law firm owner who said “mmm, I like what I see” to a young woman applying for a paralegal position.

The Legal Services Board has argued that it should take over responsibility for anti-money laundering supervision in legal services from OPBAS.

The seven-year debate over the future of the Solicitors Indemnity Fund has finally ended, with the Solicitors Regulation Authority formally taking over its management on Sunday.

The conduct of the City solicitor struck off for taking sexual advantage of an 18-year-old apprentice was “shocking and abhorrent”, the Solicitors Disciplinary Tribunal has said.