Compliance & Regulation


And then there were two – SRA shuts another Metamorph firm

23 January 2023

The Solicitors Regulation Authority last week closed down yet another firm in the Metamorph Law Group, leaving just two still operating.


Firm handed largest-ever fine for transparency rules non-compliance

20 January 2023

The Solicitors Regulation Authority has fined a law firm that did not comply with its transparency rules £3,500, the highest penalty it has issued for the offence.


BSB returns to “part fund” Legal Choices website

20 January 2023

Legal Choices, the consumer-facing website which since 2019 has been paid for by all the legal regulators apart from the Bar Standards Board, is now receiving “part funding” from the BSB.


MPs criticise rugby bosses for response to club owner’s SDT sanction

20 January 2023

MPs have criticised the Rugby Football Union for not taking action against an owner of a leading club who was banned from working for law firms.


Government to give SRA power to demand more information from firms

19 January 2023

The government is to extend the SRA’s powers to demand information from solicitors and firms beyond money laundering matters to economic crime more generally.


Law firm fined record £20,000 for “reckless” AML breaches

18 January 2023

The Solicitors Regulation Authority has fined an Oxfordshire law firm a record £20,000 after finding it “reckless” in failing to comply with the anti-money laundering requirements.


LawtechUK: Regulatory risks of AI “inhibiting law firm adoption”

18 January 2023

Hesitation about adopting artificial intelligence by law firms nervous of the risks presented by a regulatory grey area is causing a bottleneck that needs to be cleared.


Failure to comply with Legal Services Act “did not invalidate indictment”

17 January 2023

A council’s failure to ensure either a lawyer or ‘exempt’ individual served a Crown Court indictment did not “automatically invalidate” it, the Court of Appeal has ruled.


CILEX strengthens position with Institute of Paralegals acquisition

17 January 2023

CILEX has acquired the Institute of Paralegals and its Professional Paralegal Register as it looks to strengthen its position as the body for specialist legal professionals.


Barrister who practised while suspended is disbarred

17 January 2023

A barrister who held himself out as practising while he in fact he was serving a suspension has been disbarred after his fourth appearance before a disciplinary tribunal.


Ban for police station representative who illicitly contacted jailed client

17 January 2023

An experienced police station representative who communicated with a jailed client via a mobile phone he should not have had has been banned from the profession.


SRA sanctioned for wrongly publishing trainee’s ban

16 January 2023

The Solicitors Regulation Authority has been sanctioned in costs after prematurely stating that it had banned a former trainee solicitor from working for law firms.


BSB performance in the red as LSB raises SRA enforcement concerns

12 January 2023

Pressure on the Bar Standards Board to improve its performance ratcheted up today after it scored by far the worst of all the legal regulators in the Legal Services Board’s annual assessment.


Solicitor fined for handling follow-on property management work

12 January 2023

A retired solicitor has been fined £7,500 for using client accounts as banking facilities over decades to handle property management work for Arab clients.


US lawyer urged clients to infect opposing counsel with “nasty disease”

12 January 2023

A US lawyer advised his clients to have someone with Covid or another “highly infectious, nasty disease” lick and handle an envelope being sent to opposing counsel, it has emerged.

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