Compliance & Regulation


“Manifestly incompetent” solicitor missed red flags on dubious deals

13 March 2023

An experienced solicitor who failed to react to a series of red flags on two dubious property sales has admitted to being manifestly incompetent. He and his supervisor were fined.


Khan receives second jail term for SRA order contempt

13 March 2023

Former solicitor Sophie Khan is heading to jail for a second time for contempt of court after again failing to hand over documents sought by the Solicitors Regulation Authority.


Unregulated paralegal firm “conducted litigation” in possession claim

10 March 2023

A CILEX member running an unregulated business conducted litigation in breach of the Legal Services Act 2007 when she acted on a possession claim, the High Court has ruled.


Solicitor kept £60,000 of client funds as cash in firm’s safe

10 March 2023

A solicitor who kept £60,000 of client funds in cash in the firm’s safe has been banned indefinitely from managing law firms.


New Zealand urged to embrace ABSs and independent regulation

10 March 2023

A review of legal services in New Zealand has recommended the introduction of alternative business structures and an independent regulator.


Solicitor lost £230k of client money after falling for investment scam

9 March 2023

A solicitor who lost £230,000 of a client’s money by moving it into her personal bank account and then investing in a scheme which turned out to be a scam has been struck off.


Bar courses still unaffordable, students tell regulator

9 March 2023

Nearly four in five Bar students still regard their courses as unaffordable despite an average drop of £4,700 in fees, research for the Bar Standards Board has found.


New duty on licensed conveyancers to treat customers fairly

9 March 2023

An explicit requirement on licensed conveyancers to treat customers fairly has been adopted by their regulator as part of a revised set of ethical standards.


Solicitor “grossly abused his position” to dupe investors

8 March 2023

A solicitor sacked by national firm Blake Morgan during his probationary period “grossly abused his position” by duping two investors into handing over money on the basis he was still working there.


Partner secretly worked on deal with his firm on opposite side

7 March 2023

An experienced partner who secretly worked on the purchase of a property where his firm was acting for the seller has been fined £32,000 for a lack of integrity.


Solicitor apprenticeships launched for part-qualified legal professionals

7 March 2023

The first solicitor apprenticeship scheme has been launched which is specifically designed for paralegals part-way through qualifications with other legal bodies.


SDT in rare split decision over married solicitors’ employment of son

6 March 2023

The Solicitors Disciplinary Tribunal has issued a rare majority decision over the misconduct of husband and wife solicitors in the employment of their son.


Law Society opposes SRA plan to ban firms being paid upfront

6 March 2023

Solicitors Regulation Authority plans to stop law firms taking money for costs in advance of work being done could harm those working on fixed fees, the Law Society has warned.


SRA wins approval to destroy 765,000 files from shut-down firms

3 March 2023

The High Court has given the Solicitors Regulation Authority permission to destroy immediately around 765,000 files it is storing after intervening in law firms in recent years.


Barrister misled court into removing child from father

2 March 2023

A non-practising barrister whose dishonest submissions to a court caused it to order the removal of a small child from her father has been disbarred.

← Page 95 Page 96 of 161 Page 97 →

Blog


Why AI and leadership choices will define law firm profitability in 2026

Despite rapid advances in legal technology, the future of law will not be determined by software alone. It will be shaped by leadership decisions.


Legal director: an alternative to partnership

Firms are increasingly acknowledging the need for alternative senior roles – positions that offer influence and recognition without the obligations of ownership.


It’s time for law firms to ask tougher questions

For years, many law firms have treated ID verification as a box-ticking exercise. Run a liveness check, match a face to a document and move on. But that is no longer good enough.