Compliance & Regulation


Post Office lawyers referred to SRA over ‘without prejudice’ letters

31 May 2023

Campaigning lawyer Dan Neidle has referred the Post Office’s legal team to the SRA over ‘without prejudice’ letters sent to victims of the flawed Horizon computer system.


SDT refused to disclose witness statements in sexual misconduct case

30 May 2023

The SDT refused to disclose the witness statements of three young women who gave evidence of sexual misconduct by City lawyer Oliver Bretherton to journalists, it has emerged.


BSB to lobby councils over disabled access to listed chambers buildings

30 May 2023

The Bar Standards Board has written to chief planning officers in central London to express concern at the difficulties chambers face in adapting historic buildings for disabled access.


SRA “keeping close eye” on law firm consolidators

26 May 2023

The Solicitors Regulation Authority is keeping a close eye on the growing number of law firm consolidators because of particular risks they raise – including being a vehicle for criminals.


High Court rejects solicitor-turned-barrister’s disbarment appeal

26 May 2023

A solicitor turned barrister, disbarred for dishonesty relating to earlier disciplinary action taken against him by the SRA, has failed in his appeal to the High Court.


KC loses appeal against suspension for disclosure failure

25 May 2023

A senior criminal law KC has failed in an appeal against a year-long suspension imposed for his decision not to disclose surveillance evidence which ultimately led to a conviction being overturned.


Bar Council set for first Black chair after Mills election

25 May 2023

Barbara Mills KC is set to become the first Black person and person of colour to lead the Bar in 2025 after being elected as vice-chair of the Bar Council for next year, amid a flurry of appointments.


Senior partner who admitted acting “disgracefully” is struck off

25 May 2023

A former senior partner who admitted acting “disgracefully” and dishonestly by creating invoices for probate work that had already been paid for, has been struck off.


Firms must avoid “knee-jerk response” to sexual misconduct claims

24 May 2023

Law firms must avoid giving a “knee-jerk response” to complaints of sexual harassment, a leading reputation management lawyer has said.


Suspension for bankrupt solicitor who continued to practise as locum

24 May 2023

A solicitor who continued working after going bankrupt, which automatically suspended her practising certificate, and also pursued a private property purchase, has been suspended indefinitely.


Lawyers facing SRA investigations need “regulatory realism”

23 May 2023

Lawyers being investigated by the Solicitors Regulation Authority should show “regulatory realism” and avoid acting as if they faced private litigation, an expert has cautioned.


Strike-off for solicitor who deleted SRA emails to co-owner wife

23 May 2023

A man who deleted emails to his wife, a fellow solicitor and co-owner of their firm, to try and hide an investigation by the Solicitors Regulation Authority, has been struck off.


Solicitor put forward benefit fraud scheme to client

22 May 2023

A solicitor who suggested a dishonest scheme that would allow his client to commit benefit fraud – and enrich himself – has been struck off.


Barrister with assault conviction fined for drink driving

19 May 2023

A barrister who was suspended for four months in 2020 following an assault conviction, has been fined £5,500 by a Bar disciplinary tribunal for drink driving.


SRA sanctions another solicitor “unaware” of being partner at firm

19 May 2023

A lawyer who claimed she was unaware that she was a law firm’s partner has been sanctioned by the Solicitors Regulation Authority (SRA), two years after another partner said the same.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.