Compliance & Regulation


Solicitor rebuked for multiple rule failures caused in part by Covid

18 May 2023

A solicitor who admitted to a “serious breach” of the accounts rules – in part due to the impact of Covid – has escaped with a rebuke from the Solicitors Regulation Authority.


Profession paying “lip service” to diversity, LSB told

17 May 2023

The legal profession pays only “lip service” to diversity and “there is a lack of action or appetite to pursue meaningful change”, a report for the Legal Services Board has suggested.


Newspaper pays top KC “substantial damages” for libel

17 May 2023

The Times has apologised to a leading KC and paid her “substantial damages” for alleging that she had wrongly used the cab-rank rule to justify acting in a controversial Cayman Islands case.


SDT lifts restrictions on solicitor who showed “impressive insight”

17 May 2023

The Solicitors Disciplinary Tribunal has removed conditions on the practising certificate of a former law firm partner who now works remotely from Italy as a consultant.


CILEx Regulation urges reform, not replacement by SRA

16 May 2023

CILEx Regulation has set out its case to remain the regulator for chartered legal executives, warning that it is prepared to go to court to clarify whether CILEX has the power to change.


Government “awareness programmes” needed to boost LEI

16 May 2023

The government should run “awareness programmes” to educate the public about the benefits of legal expenses insurance, the Association of Consumer Support Organisations has argued.


Price transparency “unlikely to inform decisions”

16 May 2023

The emphasis put on price transparency and comparison shopping by the Competition and Markets Authority and adopted by legal regulators, is unlikely to make much difference.


SDT finds City lawyer guilty over obsession with teenage colleague

15 May 2023

A City lawyer who shared intimate pictures with a teenage apprentice and ogled her as she spread her legs in a swivel chair in the office was found guilty of multiple charges of misconduct last week.


SRA “spent three years deciding not to take regulatory action”

12 May 2023

It took the Solicitors Regulation Authority three years to decide not to take regulatory action against a solicitor, it has emerged.


Cost of practising to rise sharply as SRA and Law Society unveil budgets

11 May 2023

Solicitors’ practising fees are set to increase substantially this year, with the Solicitors Regulation Authority and Law Society needing an extra £9.3m to fund their work.


Partner was “blinded” by desire to keep best client

11 May 2023

A solicitor who described a property developer currently being investigated by the Serious Fraud Office as his law firm’s “best client” has been fined £45,000 for misconduct.


Former solicitor with unpaid SDT fine cannot return to profession

10 May 2023

The Solicitors Disciplinary Tribunal has ruled that a struck-off solicitor, who had still not paid £2,700 of a fine it imposed for a previous offence in 2011, cannot return to the profession.


Jailed solicitor’s fraud has cost profession £2.7m so far

9 May 2023

The SRA Compensation Fund has paid out over £2.7m to clients of the law firm operated by Christopher Michael Bilmes, a solicitor jailed for fraud last month.


Male partner fined £23k for lewd song directed at female trainee

5 May 2023

A male partner who sang a song about a trainee solicitor’s vagina, accompanied by lewd gestures, at a Christmas party gathering in a pub has been fined £23,000.


Post Office scandal highlights risk of lawyers “absorbing client’s view”

5 May 2023

The Post Office scandal highlights the dangers of lawyers absorbing and reflecting back their client’s view “without sufficient independence and critical detachment”.

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Blog


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