Compliance & Regulation


Manifestly incompetent solicitor fined for role in “secret sale”

22 February 2023

A solicitor who facilitated a “secret, snap sale of inheritance property” after which the seller absconded to Morocco with proceeds to which he was not entitled has been fined for missing multiple warning signs.


Home Office “monitoring” immigration lawyers for regulatory breaches

22 February 2023

The Home Office is keeping watch on immigration practitioners to ensure they are regulated and not breaching their obligations, it has emerged.


Law firm “colluded” with medics and others to layer PI claim

21 February 2023

The Solicitors Regulation Authority should investigate a personal injury firm involved in “layering” a claim with further costs, given evidence that this is a pattern of behaviour..


“Shambolic” solicitor suspended over disorderly closure of firm

21 February 2023

A solicitor who ran his law firm in a “shambolic fashion”, taking on more than 100 new cases when it should have been in the process of closing down, has been suspended for three months.


High Court rejects solicitor’s appeal against disciplinary findings

21 February 2023

A solicitor described by the Solicitors Disciplinary Tribunal as having acted in a seriously inept manner has failed in his appeal against an £8,000 fine to the High Court.


Solicitor used disbursements cash to prop up ailing PI firm

20 February 2023

A solicitor whose firm was badly hit by turbulence in the personal injury market – as well as a failed attempt to diversify into cavity wall litigation – used cash meant for disbursements to keep his firm afloat.


Bar Council: Comparison websites “utterly inappropriate for barristers”

20 February 2023

The use of online comparison websites for barristers is “utterly inappropriate”, the Bar Council has said, while describing the Legal Services Board’s work on NDAs “absurd”.


High Court rejects “pugnacious” ex-solicitor’s strike-off appeal

17 February 2023

A solicitor struck off for making false and misleading statements on applications for professional indemnity insurance has failed in her appeal to the High Court.


BSB leaves door open to reaccreditation of barristers

16 February 2023

The Bar Standards Board has said it is open to “revisiting” its position that a reaccreditation scheme to ensure the competence of barristers is unnecessary.


SRA to keep many disciplinary decisions online for longer

15 February 2023

Details of many disciplinary and other regulatory actions taken by the Solicitors Regulation Authority will be published for longer than they are now, the regulator has decided.


Solicitor used friend’s identity to obtain prescription drugs

15 February 2023

A solicitor who was convicted of fraud after impersonating a friend to obtain prescriptions for painkillers and sleeping pills has agreed to leave the profession.


SRA finalises rules for successor to Solicitors Indemnity Fund

15 February 2023

The board of the SRA has agreed the final version of the rules for its in-house successor to the Solicitors Indemnity Fund, which is due to begin work on 1 October this year.


Slips and SLAPPs – SRA review finds good level of compliance

14 February 2023

There is an increasing trend of firms threatening to report their opponents to the Solicitors Regulation Authority as a litigation tactic, solicitors have told the regulator.


Solicitor ghosted client and SRA after receiving divorce settlement

14 February 2023

A solicitor who failed to pass on to a client the £132,000 due to her from her divorce settlement – money the profession has now had to stump up – has been struck off.


Partner hid conveyancing proceeds in secret bank account

13 February 2023

A law firm co-owner who covered up the existence of a bank account he used for the proceeds of a conveyancing transaction – from both his partner and regulator – has been struck off.

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