Compliance & Regulation


Chalk urges SRA to take action over immigration solicitors

27 July 2023

The Lord Chancellor has urged the Solicitors Regulation Authority (SRA) to take more action over abuse of the immigration system by solicitors.


CA issues general civil restraint order against struck-off solicitor

27 July 2023

The Court of Appeal has imposed a three-year general civil restraint order on a struck-off solicitor who has been issuing claims against the Solicitors Regulation Authority among others.


Sunak “undermining trust in lawyers”, says Bar Council

26 July 2023

The Bar Council has accused Prime Minister Rishi Sunak of undermining trust in the profession by claiming that a “subset of lawyers” are exploiting illegal migrants for profit.


CMA launches investigation into unregulated legal services

25 July 2023

The Competition & Markets Authority has returned to the legal market and launched an investigation into unregulated will-writing, online divorce and pre-paid probate services.


Dentons to face disciplinary tribunal over AML “failures”

25 July 2023

The world’s largest law firm is to be prosecuted before the Solicitors Disciplinary Tribunal over alleged breaches of anti-money laundering rules.


“Risk of conflicting duties” in following SRA Proceeds of Crime Act guidance

24 July 2023

Solicitors need to tread carefully in applying new Solicitors Regulation Authority guidance on the Proceeds of Crime Act as they could find themselves in conflict with existing obligations.


PII premiums rises to be lower than last year, says Law Society research

21 July 2023

Professional indemnity insurance premiums will rise again this year but by less than in 2022, when it was 12% across the market, Law Society research has predicted.


SRA probes dozens of firms over bulk compensation claims

21 July 2023

The Solicitors Regulation Authority has been carrying out dozens of investigations into possible misconduct in bulk compensation claims, particularly around cavity wall insulation.


Drink-driving barrister cannot return to practice until “medically fit”

21 July 2023

A barrister twice convicted of drink driving cannot return to practice for six months and only then with evidence that she is “medically fit”, a Bar disciplinary tribunal has decided.


CILEx Regulation claims support for retaining role

19 July 2023

CILEx Regulation has claimed support for remaining the regulator of chartered legal executives from its recent consultation on how the present system can work better.


Diesel claim clients unhappy as firm corrects fees “error” in paperwork

18 July 2023

Class action firm Pogust Goodhead has had to write to the 1.8m clients of its MyDieselClaim brand to correct a “typographical error” in its paperwork about the cap on its fees.


Legal profession “five years behind the curve” on diversity

18 July 2023

The legal profession is “five years behind the curve” on diversity and inclusion and has “only in recent times” appreciated just how unequal access is, the chief executive of the LSB has said.


SQE will not “deliver on diversity” in current form

18 July 2023

The Solicitors Qualifying Examination will not “deliver a more diverse profession in its current shape”, the founder of a campaign to achieve equality for women in the law has said.


Law firm owners suspended for accounts breaches dating back to 1980s

17 July 2023

The veteran husband and wife owners of a Midlands law firm have been suspended for manifest incompetence after allowing dormant client balances to build up over decades.


CA rejects latest challenge to costs deduction from damages

17 July 2023

The time for a client to challenge a solicitor’s deduction from their damages runs from the time the deduction is made, without the client having to agree the specific amount.

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Blog


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At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.