Compliance & Regulation


SDT grants anonymity to solicitor over drink-drive conviction

25 August 2023

The Solicitors Disciplinary Tribunal has taken the unusual step of anonymising the identity of a solicitor appearing before it after a drink-driving conviction.


Reprimand for barrister who showed “contempt for legal process”

24 August 2023

A barrister who made 10 meritless applications, including damages claims worth £4m against a council, and as a result was made subject to an extended civil restraint order, has been reprimanded.


BSB chief: We cannot stop review websites covering barristers

24 August 2023

The Bar Standards Board has warned that it cannot stop the growing interest in featuring barristers on online review and comparison websites, even if the profession wants it to.


Partner rebuked for backdating documents used in divorce case

24 August 2023

A solicitor who followed a client’s instructions to backdate a loan agreement and then did not disclose it as part of divorce proceedings has been rebuked for her “error of judgment”.


Axiom Ince stops taking new instructions as break-up looms

23 August 2023

The end appears nigh for Axiom Ince, with the law firm admitting that it has stopped taking new instructions and will “likely be unable to continue in its current format”.


Partner lied to new firm about drink-driving convictions

23 August 2023

A solicitor who lied to Keystone Law about drink-drive convictions as well as investigations into his conduct when he joined the listed law firm has been struck off.


Solicitor failed to spot conflict in property deals for vulnerable client

22 August 2023

A solicitor failed to spot a conflict of interest when a vulnerable client’s attorneys bought five properties using her money but gave themselves a 50% ownership stake in each.


SRA “must look at how regulation can promote access to justice”

22 August 2023

The SRA must explore how its work “can be used to enhance and promote access to justice”, such as by ensuring there are enough social welfare lawyers, the Legal Services Consumer Panel has said.


Suspended solicitor points finger at SRA over “administrative error”

21 August 2023

A solicitor suspended for practising without insurance has blamed an admitted “administrative error” by the Solicitors Regulation Authority for triggering the events which led to it.


Law firm fined for paying proceeds of sale to third party

18 August 2023

A law firm which failed to follow its internal processes and transferred the proceeds of a property sale to a third party has been fined for misconduct.


Solicitor who sent £147,500 cheque with resignation letter struck off

17 August 2023

A solicitor who enclosed a cheque for £147,500 with his resignation letter, so he could leave a national law firm with a “clear conscience”, has been struck off.


Legal Choices portal “best way forward” for single register of lawyers

17 August 2023

An improved version of the Legal Choices ‘Can you trust your legal adviser?’ portal could be “the best way forward” for a single digital register of all regulated lawyers, the LSB has said.


One in four complaints to Legal Ombudsman outside new time limits

16 August 2023

More than a quarter (27%) of complaints made to the Legal Ombudsman are outside the new time limits introduced at the beginning of April, it has emerged.


Solicitor redacted witness statements to cover up mistakes

16 August 2023

A solicitor has been struck off after redacting witness statements to cover up actions he had taken, including agreeing that his client would pay costs, without her knowledge.


LSB questions ‘one size fits all’ approach to indemnity insurance

16 August 2023

The diversity of the legal services sector means the one-size-fits-all approach to professional indemnity insurance adopted by its regulators “may not be the most appropriate”.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.