Compliance & Regulation


Part of 13-firm Law Direct group saved in pre-pack sale

29 June 2023

North London law firm Alexander & Partners has bought parts of the Law Direct group of 13 law firms in a pre-pack following its administration.


SRA’s unlimited fining power will apply to SLAPPs, minister confirms

29 June 2023

A new power for the Solicitors Regulation Authority to levy unlimited fines in cases of economic crime will extend to SLAPPs, the government has confirmed.


SRA squandered “incredible potential” of ABSs, says Burford boss

28 June 2023

The boss of the world’s largest litigation funder has accused the Solicitors Regulation Authority of squandering the opportunities offered by alternative business structures.


Law firms “must publish” fees for family and employment work

27 June 2023

Law firms should have to publish their fees for family and employment work beyond unfair dismissal claims, Legal Services Consumer Panel has told the SRA.


Impact of solicitor’s misconduct on PII led to firm shutting down

27 June 2023

A solicitor who lied to various clients about the progress of their matters caused so many claims against his firm that it had to close because of rising indemnity insurance premiums.


SRA rule change “does not stop law firms invoicing in advance”

27 June 2023

Amendments to the Standards & Regulations will not stop law firms invoicing clients in advance and transferring the money into their office accounts, the SRA has said.


Solicitors sanctioned for putting wives’ interests ahead of client’s

26 June 2023

Two solicitors who paid their wives to clean a vault under the terms of a trust they oversaw preferred their interests over those of the trust and its beneficiary, the SDT has found.


SRA intervenes in two law firm groups made up of 12 firms

26 June 2023

The Solicitors Regulation Authority last week intervened in a group consisting of eight law firms after the primary business went into administration, as well as another group with four firms.


Big firms to assess impact of their advice on climate change

23 June 2023

A group of eight major law firms have pledged to “understand the impact” of their advice on climate change and raised the possibility of not acting in matters that increase global warming.


GCHQ: Nation states and hacktivists pose cyber-threat to legal sector

23 June 2023

Nation states and hacktivists are cyber threats to law firms in addition to criminals, the government’s National Cyber Security Centre as warned.


Client biases “help explain” number of BAME solicitors in SRA’s sights

23 June 2023

Bias among those who make complaints and the types of firms BAME solicitors work for might explain why they are overrepresented in disciplinary activity, researchers have suggested.


Solicitor misled client and sent SRA faked documents

23 June 2023

A solicitor who misled his client about the progress of her employment claim and then sent the Solicitors Regulation Authority fabricated documents to back up his position has been struck off.


Solicitor struck off for deception over money that was never missing

22 June 2023

A solicitor who complained to his bank about a missing transfer of £189,000 has been struck off because the money was never there and he faked various documents to back up his case.


Chambers offered to “carry me up stairs” to pupillage interview

22 June 2023

A barrister with a spinal cord injury has described how a set of chambers, despite being told in advance that he was disabled, offered to carry him up the stairs to a pupillage interview.


Solicitor successfully appeals rebuke issued by SRA

21 June 2023

A solicitor has had a rare success in successfully appealing a rebuke issued by the Solicitors Regulation Authority, which had found him vicariously responsible for errors by his bookkeepers.

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Blog


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