Compliance & Regulation


Solicitor struck off for undervaluing claim and then fabricating form

15 December 2023

A solicitor who submitted a claim form for far less than the case was worth, in order to avoid paying a large court fee, and later fabricated it to show a higher value, has been struck off.


Senior solicitor who slapped young paralegal’s backside suspended

14 December 2023

An experienced male solicitor found to have inappropriately touched a 21-year-old female paralegal, including slapping her backside, has been suspended for a year.


LSB prepares for “regular” investigations into regulators

14 December 2023

The Legal Services Board plans to increase its “capacity and capability” to launch investigations into, and reviews of, the frontline regulators “on a regular basis”.


SRA: Profession making progress on diversity – especially at small firms

14 December 2023

There is a “slow but steady increase in diversity among all lawyers”, the Solicitors Regulation Authority reported yesterday in its biennial collection of the profession’s diversity data.


SRA shelves accounts rules changes in wake of Axiom Ince

13 December 2023

The SRA has postponed changes it was set to make to the accounts rules – including how money taken for costs in advance of work being done is dealt with – in light of the Axiom Ince scandal.


SRA admits it has “a long way to go” on diversity

13 December 2023

The Solicitors Regulation Authority still has “a long way to go” on diversity, its chief executive has said – although its gender and ethnicity pay gaps are shrinking.


Exclusive: Axiom Ince director drops challenge to SRA intervention

12 December 2023

One of the three Axiom Ince directors whose individual practices were shut down by the SRA has dropped his High Court challenge to the decision, Legal Futures can reveal.


Law firm innovator takes practice forward as unregulated firm

11 December 2023

Law firm innovator Alice Stephenson has turned her business into an unregulated practice, citing problems with HM Revenue & Customs and the costs of running a regulated law firm.


Struck-off solicitor jailed for stealing £880,000 from clients

11 December 2023

A struck-off solicitor has been jailed for nearly six years for defrauding clients of £880,000, which he used to prop up his practice and pay off loans.


Bullying, harassment and discrimination a “systemic” problem for the Bar

8 December 2023

Bullying, harassment and discrimination at the Bar is a “systemic” problem, the Bar Council said yesterday, with 44% of barristers saying they have experienced or witnessed it in the past two years.


Lawyers and CMCs face fee to complain to Financial Ombudsman

8 December 2023

Lawyers and CMCs making complaints to the Financial Ombudsman Service on behalf of clients will be charged for doing so in future, under plans published this week.


Transferring Pakistan and Bangladesh advocates causing BSB headache

8 December 2023

The Bar Standards Board is setting up a taskforce to help it cope with a surge of lawyers from Pakistan and Bangladesh seeking to be called to the Bar in England and Wales.


Ban for ex-Eversheds manager over inappropriate touching

7 December 2023

A male former senior client development manager at Eversheds Sutherland who repeatedly grabbed a female colleague at an away day has been barred from the profession.


SRA faces independent review of approach to Axiom Ince

6 December 2023

The Legal Services Board is planning an unprecedented independent review of how the Solicitors Regulation Authority has handled the Axiom Ince scandal, MPs were told yesterday.


Rookie barrister reprimanded for lying about court applications

6 December 2023

An inexperienced barrister feared seeking the court’s approval to deduct success fees from damages in infant settlement cases but told his employers he had applied for them.

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