Compliance & Regulation


LSB has “no role” in promoting use of technology

4 October 2023

The Legal Services Board has “no role” in promoting the use of technology and there are “dangers in using regulatory levers to attempt to do so”, the Bar Council has warned.


SRA finally moves to shut down Axiom Ince

3 October 2023

The Solicitors Regulation Authority has today closed down Axiom Ince, the scandal-hit law firm that was on the verge of collapse.


High Court rejects appeal from “I like what I see” solicitor

3 October 2023

The High Court has rejected an appeal against a £20,000 fine imposed on a male law firm owner who said “mmm, I like what I see” to a young woman applying for a paralegal position.


LSB seeks new role as AML supervisor for legal services

3 October 2023

The Legal Services Board has argued that it should take over responsibility for anti-money laundering supervision in legal services from OPBAS.


The SIF debate is finally over as SRA takes control of run-off scheme

3 October 2023

The seven-year debate over the future of the Solicitors Indemnity Fund has finally ended, with the Solicitors Regulation Authority formally taking over its management on Sunday.


“Shocking and abhorrent” conduct – SDT explains Bretherton strike-off

2 October 2023

The conduct of the City solicitor struck off for taking sexual advantage of an 18-year-old apprentice was “shocking and abhorrent”, the Solicitors Disciplinary Tribunal has said.


SRA fines law firm £45,000 for how it ran financial mis-selling claims

2 October 2023

The Solicitors Regulation Authority has slapped a law firm with a £45,000 fine for multiple failures in its conduct of financial mis-selling claims.


Law firm data breach “highlights risks to domestic violence victims”

28 September 2023

A family law firm that disclosed personal data about a woman and children to her rapist ex-partner has been highlighted in a warning over how data breaches are putting domestic abuse victims’ lives at risk.


Ban for cashier convicted of stealing from law firm employer

28 September 2023

A legal cashier who received a suspended jail sentence for stealing money from her law firm’s office account has been banned from the profession.


Taskforce to investigate ethics of City law firms acting for oligarchs

27 September 2023

A heavy hitting group of City lawyers and anti-corruption experts is to examine the ethics of solicitors providing civil legal services to overseas oligarchs and kleptocrats.


“We could yet intervene in Axiom Ince,” SRA boss says

27 September 2023

The Solicitors Regulation Authority may yet intervene in Axiom Ince, the law firm that now seems on the brink of collapse, it confirmed yesterday.


SRA steps up pressure on immigration firms with new warning notice

27 September 2023

The SRA has today ratcheted up the pressure on immigration firms, with a warning notice reminding them not to be “complicit in providing false or fabricated” information.


Fee-earner who favoured one client over another fails to lift ban

26 September 2023

A non-solicitor fee-earner banned from working for law firms after favouring the interests of a woman who suffered from Alzheimer’s over her mentally ill husband has failed to overturn it.


Jail for lottery scam ex-solicitor who stole £2m of client money

26 September 2023

A solicitor struck off for plundering £2m from his firm’s client accounts as well as trusts after falling victim to a lottery scam has been jailed for four years.


Solicitor to face SDT over “misleading” Covid threats to schools and GPs

22 September 2023

A solicitor accused of sending misleading threats to schools and GP surgeries over Covid vaccinations for children is to face the Solicitors Disciplinary Tribunal.

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Blog


Automation in personal injury claims: The evolving legal risks

As automation tools become more sophisticated, they are increasingly used for more complex tasks, such as interpreting evidence and informing case strategy, particular in the PI sector.


A new era of legal operations

What we are seeing in the UK legal market is extraordinary change that will greatly influence how firms operate and compete for years to come.


Strong AML controls are meaningless with incomplete data

One expectation as the FCA takes control of anti-money laundering oversight is a move towards more supervision rather than simply writing new rules.