Compliance & Regulation


“Relatively straightforward” for barristers to avoid cab-rank rule

17 October 2023

It seems “relatively straightforward” for barristers to avoid the cab-rank rule and its importance to access to justice may be overstated, the Legal Services Board has said.


SRA: “Significant minority” of firms still falling short on AML

17 October 2023

Nearly 30% of firms probed by the Solicitors Regulation Authority for their adherence to anti-money laundering rules in the last year were non-compliant, new figures have shown.


SDT rejects employment tribunal finding of solicitor’s discrimination

16 October 2023

The Solicitors Disciplinary Tribunal has cleared a leading solicitor of pregnancy discrimination against a paralegal despite an employment tribunal finding him guilty of it.


“No evidence” that barristers need new AML regime

16 October 2023

There is “absolutely no evidence” that barristers and other advocates need a new anti-money laundering and counter-terrorism financing regime, their UK representative bodies have argued.


Lawyer jailed for fraud fails in bid to reduce seven-year sentence

16 October 2023

A lawyer jailed for seven years for fraud after stealing money from an estate and failing to provide conveyancing services he was paid for has failed in a bid to reduce the sentence.


Solicitor attorneys fined £22k for home insurance failure

13 October 2023

Two solicitors who failed in their duties as attorneys under a lasting power of attorney have each been fined £11,250 by the Solicitors Regulation Authority.


Chartered legal executives would have “no role” in running SRA

12 October 2023

Chartered legal executives would have “no role” in the governance of the SRA and the way regulation is carried out if they were “subsumed” into the regulator, CILEx Regulation has argued.


Surge of lawyers from Indian sub-continent seeking call to English Bar

11 October 2023

The Bar Standards Board has reported a surge of lawyers from the Indian sub-continent seeking to be called to the Bar in England and Wales – even though many have no intention of practising here.


City lawyer struck off for child sex offences

11 October 2023

A solicitor formerly at City giant Herbert Smith Freehills has been struck off after being jailed for child sex offences but his identity has been kept private.


SDT “obviously wrong” to name struck-off solicitor’s former clients

10 October 2023

The Solicitors Disciplinary Tribunal was “obviously wrong” to name former clients of a struck-off solicitor and failing to uphold legal professional privilege, the High Court has ruled.


Solicitor who made “derogatory” remarks to counterpart fined

10 October 2023

A solicitor who made “inappropriate, derogatory, puerile and inflammatory remarks” in emails to another solicitor has been fined £7,500 by the Solicitors Regulation Authority.


Rise in bullying and harassment complaints against barristers

9 October 2023

The Bar Standards Board has welcomed an increase in reports of bullying and harassment in the profession, saying the rise indicates growing confidence in how it deals with them.


Bar chief suspended for train chat that breached court order

6 October 2023

The former head of the Scottish Bar has been suspended after being filmed on a train naming women who had accused ex-SNP leader Alex Salmond of sexual assault, in breach of a court order.


Law firm fined after building up £105k in residual client balances

6 October 2023

A North London law firm that allowed £105,000 of residual client balances to build up over 13 years has been fined £14,000 by the Solicitors Regulation Authority.


SDT clears City lawyer in Zoom “espionage” case

5 October 2023

A senior City lawyer accused of misconduct which the public would view as “perhaps even tantamount to espionage” has been cleared by the Solicitors Disciplinary Tribunal.

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Blog


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As automation tools become more sophisticated, they are increasingly used for more complex tasks, such as interpreting evidence and informing case strategy, particular in the PI sector.


A new era of legal operations

What we are seeing in the UK legal market is extraordinary change that will greatly influence how firms operate and compete for years to come.


Strong AML controls are meaningless with incomplete data

One expectation as the FCA takes control of anti-money laundering oversight is a move towards more supervision rather than simply writing new rules.