Compliance & Regulation


Firm found guilty of multiple failures in financial mis-selling claims

21 May 2024

The Solicitors Regulation Authority has decided not to enforce at £65,000 fine it has issued against a financial mis-selling law firm because it is in liquidation.


Exclusive: Allow courts to fine lawyers who bring SLAPPs, says Browder

20 May 2024

The courts should have the power to issue big fines for law firms that bring SLAPPs, global anti-corruption campaigner Bill Browder has told Legal Futures.


High Court rejects SRA appeal against £75,000 costs order

20 May 2024

The High Court has rejected the Solicitors Regulation Authority’s appeal against a £75,000 costs order made after its failed prosecution of a solicitor.


Barrister disbarred for making false allegations about colleague

20 May 2024

A barrister who made false allegations of homophobia, harassment and discrimination against a colleague while both worked at a leading law firm has been disbarred.


MPs welcome SSB victims to Parliament as campaign steps up

17 May 2024

Eight MPs met with victims of defunct Sheffield law firm SSB Group this week as pressure on both the government and the Solicitors Regulation Authority ramped up.


Law firms’ complaints records to be published in improvement push

17 May 2024

Law firms’ performance in handling clients’ complaints should be published to improve transparency, the Legal Services Board has told the frontline regulators.


Solicitor fined for client loan is fined again for misleading SDT

16 May 2024

A solicitor fined £20,000 five years ago by the SDT for loaning a client money at 60% APR, has been fined a further £30,000 for misleading the tribunal about other loans.


SRA’s plans for CILEX paralegals “risk to reputation of solicitors”

16 May 2024

Plans by the Solicitors Regulation Authority to regulate CILEX paralegals are a risk to the “reputation of the solicitor profession” and unnecessary, the Law Society has argued.


Solicitor struck off for role in husband’s unlicensed medicines crimes

15 May 2024

A solicitor caught up in her husband’s supply of unauthorised medicines and controlled drugs, as well as money laundering, has been struck off.


Peers support widening SRA’s fining and investigative powers

15 May 2024

The Solicitors Regulation Authority needs more powers to prevent misconduct by law firms involved in strategic litigation against public participation (SLAPPs), peers have urged.


Civil Mediation Council bids to push up standards in profession

14 May 2024

The Civil Mediation Council is creating an independent regulatory body and applying for a Royal charter in a bid to drive up standards in the profession, it has emerged.


Alternative ways to practise as a solicitor have had “modest impact”

13 May 2024

The options for solicitors to offer services to the public as freelancers or from unregulated businesses have had a “modest impact on consumer choice”, research for the SRA has found.


Solicitor struck off for making false costs claim to court

13 May 2024

A solicitor who tried to pass off costs incurred by someone else as his own before the Business and Property Court has been struck off.


LSB warns regulators of enforcement action on lawyer quality indicators

13 May 2024

The Legal Services Board has warned regulators that they could face action over “slow” progress in developing quality indicators to help consumers choose lawyers.


Revealed: MoJ looks at client account interest to support free legal advice

10 May 2024

The Ministry of Justice is formally looking at whether interest on some client accounts could be diverted to fund legal services for people unable to afford advice, Legal Futures can reveal.

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