Compliance & Regulation


Revealed: MoJ looks at client account interest to support free legal advice

10 May 2024

The Ministry of Justice is formally looking at whether interest on some client accounts could be diverted to fund legal services for people unable to afford advice, Legal Futures can reveal.


Conveyancing assistant signed form in name of supervisor

10 May 2024

A conveyancing assistant who signed a form purporting to be her line manager because she was under pressure from her client has been barred from working for law firms.


Solicitor cleared over “accidental” kiss with colleague

10 May 2024

The Solicitors Disciplinary Tribunal has dismissed an allegation that a solicitor planted an unwanted kiss on the lips of a more junior colleague at their firm’s spring party.


Chalk accepts “growing case” to review regulation of lawyers

9 May 2024

There is “a growing case” for a review of the regulatory framework created by the Legal Services Act 2007, the Lord Chancellor has acknowledged.


SRA seeks power to launch “spot checks” of law firms

8 May 2024

The Solicitors Regulation Authority has called for the power to launch “wide-sweeping inspections” of law firms without needing the trigger of a specific allegation of misconduct.


Pupillage providers using blind recruitment “are less diverse”

8 May 2024

Pupillage providers using blind or contextual recruitment techniques have a higher proportion of male and White pupils than those who do not, Bar Standards Board research has found.


Ex-City solicitor jailed for 15 years over investment frauds

7 May 2024

A former City solicitor who was one of the architects of a Ponzi scheme that multiplied into several investment frauds has been jailed for 15 years.


SRA issues warnings over conduct of volume consumer claims

7 May 2024

Law firms handling bulk financial product mis-selling claims have been warned about their conduct of cases by the Solicitors Regulation Authority.


Struck-off solicitor jailed for more immigration offences

7 May 2024

A solicitor struck off after being convicted of immigration law offences while suspended has now been jailed for seven and a half years for fraudulent immigration advice.


Barrister sacked by Parole Board over “catastrophic error”

3 May 2024

A barrister has failed in a challenge to her removal from the Parole Board after she directed the release of a violent prisoner based on a mistaken understanding of the facts.


Solicitor who left Harvester without paying is struck off

3 May 2024

A criminal defence solicitor convicted of failing to pay a combined £104.38 at a Harvester restaurant and to a Just Eat delivery driver has been struck off.


Barrister disbarred for harassment wins fresh sanction decision

3 May 2024

A male barrister disbarred for sexual harassment is to have the sanction redetermined because the panel appeared to have prematurely decided it, the High Court has ruled.


Partner lied to client while doing nothing on her claim for 17 years

2 May 2024

A former partner at Slater & Gordon who deceived a client for 17 years about the progress on her claim – when in fact he did nothing on it for all that time – has been struck off.


CMA warns unregulated providers over comparisons with solicitors

1 May 2024

Unregulated providers of will writing and online divorce services should not make “misleading comparisons” with solicitors, the Competition and Markets Authority has warned


Probate manager jailed after stealing £634k from two law firms

29 April 2024

A probate manager who took £634,000 from estates while working at two law firms has been jailed for four years after pleading guilty to charges of fraud by abuse of position and money laundering.

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