Compliance & Regulation

A former board-level partner at a well-known law firm has been suspended for nine months for making inappropriate sexual advances to a colleague at a partners’ away weekend.

A deputy district judge has received a formal warning for misconduct over how he presented his financial situation in divorce proceedings.

A solicitor who has cost the profession more than £3.8m in payments from the SRA Compensation Fund to replace money that was taken from property clients has been struck off.

A solicitor who mistakenly transferred £10,000 of client money to his firm’s business account – and did not realise for six months – has been fined by the SRA.

The SRA is contacting a group of immigration and asylum solicitors whose training records did not provide “sufficient assurances” that they are maintaining their competence.

The Association of Costs Lawyers has backed the creation of a new membership category for non-costs lawyers, with launched a further consultation on describing them as ‘costs paralegals’.

A law firm in Essex is the latest to receive a hefty fine from the Solicitors Regulation Authority for not complying with anti-money laundering rules.

The current “favourable” professional indemnity insurance market is expected to continue throughout the rest of 2024, according to a leading broker.

Licensed conveyancers will be encouraged by their regulator to move away from the risks of client account as it becomes more practical, an industry roundtable has heard.

The SRA is to examine how family law and landlord and tenant law specialists maintain their competence amid increasing reports about their practices.

A leading law firm has become the first to obtain the new legal services-specific data protection certification approved by the Information Commissioner’s Office.

A solicitor who failed to check that a criminal client’s appeal had been lodged at the Court of Appeal has been rebuked after it turned out that it had not been.

The Office of the Immigration Services Commissioner has praised the BSB and SRA for their co-operation in shutting down an advice firm and having the barrister who supervised it disbarred.

A Coventry law firm has been fined more than £46,000 for failing to have proper anti-money laundering procedures in place, one of the largest such penalties to date.

WhatsApp has become the “preferred communications tool” for law firms handling asylum work, but most lack a “clear, written usage policy”, the SRA has said.