Compliance & Regulation


SRA agrees to take over regulation of CILEX members

2 July 2024

The board of the Solicitors Regulation Authority has agreed to regulate CILEX members if it decides to press ahead with changing regulator.


Ex-solicitor struck off 24 years ago fails in bid to return to roll

2 July 2024

A woman struck off as a solicitor 24 years ago has failed in her second attempt to be restored to the roll, with a tribunal saying the passage of time did not of itself justify it.


Law firm fines should be a minimum of £5k, says SRA

1 July 2024

The SRA has proposed that any fine it imposes on law firms should be at least £5,000, as well as ending fines for solicitors convicted of drink-driving.


Five-year suspension for solicitor – for practising while suspended

1 July 2024

A veteran solicitor who practised while suspended has been suspended again, although the Solicitors Disciplinary Tribunal said it had “some reservations” about the sanction.


SRA “has not justified” huge compensation fund levy rises

1 July 2024

The Solicitors Regulation Authority has not done enough to justify the huge increases in compensation fund contributions for the coming year, the Law Society has argued.


SRA: Law firms continuing to hold client money “not inevitable”

28 June 2024

The Solicitors Regulation Authority has dropped its biggest hint so far that it could initially restrict and ultimately end solicitors holding client money.


Regulators’ efforts to improve standards in coroners’ courts stalling

28 June 2024

A cross-regulator effort to improve the standard of practice in coroners’ courts has had limited effect, the first evaluation of the initiative has found.


Firms face new rule to publish price information for all services

27 June 2024

Law firms regulated by CILEx Regulation could become the first – but not the last – required to publish price and service information for all the legal services they provide.


£10k fine for solicitor who amended transfer without client consent

27 June 2024

A solicitor who amended and lodged a property transfer without her client’s knowledge or consent has been fined £10,000 by the Solicitors Regulation Authority.


SRA fails in appeal over solicitor cleared of AML breaches

26 June 2024

The High Court has upheld a ruling by the SDT that a solicitor’s errors in conducting due diligence for anti-money laundering purposes did not amount to professional misconduct.


Scottish solicitors to vote on ditching support for ABSs

26 June 2024

Solicitors in Scotland will tomorrow vote on whether to oppose government plans to push ahead with alternative business structures.


Conveyancer backdated deed he had forgotten to draft

26 June 2024

A vastly experienced conveyancer who backdated a deed of easement he had forgotten to prepare as part of a transaction has been barred from working in the profession.


Let us lead on equality, Bar Council chair tells BSB

25 June 2024

The chairman of the Bar Council has urged the Bar Standards Board to let it lead work on improving equality, diversity and inclusion in the profession.


SRA’s client money warning: partners need to replace money at once

25 June 2024

Law firm partners have been told that they must dip into their own pockets to replace any shortages on client accounts immediately upon discovery.


Exclusive: SSB clients “uncertain” about insurer’s assignment offer

24 June 2024

Former clients of the collapsed SSB Group are “confused and uncertain” about an insurer’s offer to stop pursuing them for costs if they assign their claims against the law firm.

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