Compliance & Regulation


Barrister who bought drugs from criminal clients disbarred

8 July 2024

A barrister jailed for 14 months for obtaining drugs from two men he was representing has been disbarred after his fourth appearance before a Bar disciplinary tribunal.


Conveyancers “overlooking post-completion work” after taking fee

8 July 2024

The Council for Licensed Conveyancers has outlined its “growing concern” that post-completion work is not being done properly and promptly.


First SDT appearance for Zahawi lawyer accused of SLAPP

5 July 2024

The first proceedings at the Solicitors Disciplinary Tribunal over an alleged SLAPP (strategic litigation against public participation) began yesterday.


SRA “should be bolder” on third-party managed accounts

4 July 2024

The Solicitors Regulation Authority should be “bolder” in its approach to third-party managed accounts, the Legal Services Consumer Panel has argued.


Barrister GC: Why can’t I sign off trainee solicitors’ work experience?

4 July 2024

A general counsel has complained that she is unable to sign off the qualifying work experience (QWE) of trainee solicitors because she is a barrister.


SRA “must improve authorisation of law firms” in wake of Axiom Ince

3 July 2024

The SRA must pay “immediate attention” to weaknesses in its authorisation process for new law firms in the wake of the Axiom Ince collapse, the Law Society has argued.


SRA agrees to take over regulation of CILEX members

2 July 2024

The board of the Solicitors Regulation Authority has agreed to regulate CILEX members if it decides to press ahead with changing regulator.


Ex-solicitor struck off 24 years ago fails in bid to return to roll

2 July 2024

A woman struck off as a solicitor 24 years ago has failed in her second attempt to be restored to the roll, with a tribunal saying the passage of time did not of itself justify it.


Law firm fines should be a minimum of £5k, says SRA

1 July 2024

The SRA has proposed that any fine it imposes on law firms should be at least £5,000, as well as ending fines for solicitors convicted of drink-driving.


Five-year suspension for solicitor – for practising while suspended

1 July 2024

A veteran solicitor who practised while suspended has been suspended again, although the Solicitors Disciplinary Tribunal said it had “some reservations” about the sanction.


SRA “has not justified” huge compensation fund levy rises

1 July 2024

The Solicitors Regulation Authority has not done enough to justify the huge increases in compensation fund contributions for the coming year, the Law Society has argued.


SRA: Law firms continuing to hold client money “not inevitable”

28 June 2024

The Solicitors Regulation Authority has dropped its biggest hint so far that it could initially restrict and ultimately end solicitors holding client money.


Regulators’ efforts to improve standards in coroners’ courts stalling

28 June 2024

A cross-regulator effort to improve the standard of practice in coroners’ courts has had limited effect, the first evaluation of the initiative has found.


Firms face new rule to publish price information for all services

27 June 2024

Law firms regulated by CILEx Regulation could become the first – but not the last – required to publish price and service information for all the legal services they provide.


£10k fine for solicitor who amended transfer without client consent

27 June 2024

A solicitor who amended and lodged a property transfer without her client’s knowledge or consent has been fined £10,000 by the Solicitors Regulation Authority.

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Blog


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