Compliance & Regulation


Sham marriages solicitor is struck off

29 July 2024

A solicitor who arranged sham marriages as an immigration lawyer while “falsely representing” to the Home Office that his own marriage was genuine, has been struck off.


Local authority solicitor who lied about care order struck off

26 July 2024

A local authority solicitor who provided “false and misleading information” to colleagues over a period of 18 months about an application to discharge a child’s care order has been struck off.


LeO’s backlog “reflects scale of challenges”, chief ombudsman says

25 July 2024

The backlog of almost 3,400 cases waiting to be investigated at the Legal Ombudsman “reflects the scale of the challenges” it faces, the chief ombudsman has said.


Complaints about the SRA rise by 29%

24 July 2024

Complaints about the Solicitors Regulation Authority’s handling of cases rose by 29% last year, with the increase in interventions part of the reason.


NY lawyers can passively invest in ABSs, says city bar association

24 July 2024

A New York lawyer may hold a financial interest in an alternative business structure operating legally elsewhere, the city bar association has said.


Huge hike in compensation fund levy to go ahead

23 July 2024

The Solicitors Regulation Authority is pressing ahead with a huge hike in the compensation fund levy in the wake of the spiralling cost of law firm failures.


Aggregation fears “set to drive up cost” of indemnity insurance

23 July 2024

Solicitors may face a more restricted professional indemnity insurance market this year amid growing concern over limitations on insurers aggregating claims.


Accusations fly amid “hostility” between LSB and Bar regulator

23 July 2024

Relations between the Legal Services Board and the Bar Standards Board are close to breaking point over the speed of reform at the barrister regulator.


SRA reports two law firms to Treasury for breaching Russia sanctions

23 July 2024

The Solicitors Regulation Authority has reported two law firms to the Office of Financial Sanctions Implementation, part of the Treasury, for breaching sanctions on Russia.


Boss struck off over pension cash misuse – but fellow partners cleared

22 July 2024

A managing partner who used staff pension contributions to prop up his firm has been struck off, but his two equity partners were cleared of misconduct.


Time to reset legal regulation and ethics, says consumer panel head

22 July 2024

The new Lord Chancellor, Shabana Mahmood, needs to recognise the need for an overhaul of the legal regulatory regime, the new chair of the Legal Services Consumer Panel has argued.


Fine and reprimands for barrister over conduct as law firm owner

22 July 2024

A barrister has been fined £5,000 by a Bar disciplinary tribunal, after he failed to report an SRA investigation into the removal of 242 wills from a law firm he owned.


Solicitor used client money to keep PI firm afloat

19 July 2024

A solicitor who “repeatedly” transferred money from client to office account to prop up his firm has been struck off by the Solicitor Disciplinary Tribunal.


CLC ups financial pressure on firms to deal with complaints

19 July 2024

The Council for Licensed Conveyancers is planning to ratchet up the financial pressure on the firms that fail to handle complaints properly under its ‘polluter pays’ approach.


Number of Bar students continues to grow

19 July 2024

The number of students on Bar vocational courses has continued to grow since the pandemic, new figures have shown. Those with a first-class degree performed far better than others.

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