Compliance & Regulation


SRA: Timing of Post Office and Axiom Ince prosecutions uncertain

23 October 2024

It is too early to say when prosecutions arising out of the Post Office scandal and Axiom Ince will occur, the chief executive of the Solicitors Regulation Authority said yesterday.


Tribunal budget to soar amid flood of prosecutions by SRA

21 October 2024

The Solicitors Disciplinary Tribunal’s budget is set to soar by a quarter next year in response to a surge in cases referred by the Solicitors Regulation Authority.


Suspended prison sentence for unregulated immigration adviser

21 October 2024

A man convicted of three counts of providing unregulated immigration advice and services has been handed a suspended prison sentence.


No jail for law student convicted of abusing England footballer

18 October 2024

The law student who called England footballer Bukayo Saka a ‘monkey’ in an online rant has been handed a conditional discharge after insisting he did not intend to be racist.


Solicitor suspended from practice 12 years ago can return to roll

18 October 2024

A solicitor suspended indefinitely in 2012 for failing to produce accounts after his law firm closed can return to the roll, the Solicitors Disciplinary Tribunal has decided.


Licensed conveyancers “looking to recruit from school”

18 October 2024

Licensed conveyancers are targeting schools in an effort to improve recruitment and raise the profile of the profession.


MPs hear call for action against ‘no win, no fee’ lawyers after SSB collapse

17 October 2024

MPs whose constituents have been badly affected by the collapse of SSB Law have pledged to lobby the new government to take action against lawyers and others.


Ireland allows barristers to become law firm partners

17 October 2024

The Republic of Ireland has introduced ‘legal partnerships’, allowing barristers to be partners with solicitors in law firms for the first time and to form partnerships with other barristers.


Fine over use of law firm as partner’s in-house legal department

16 October 2024

The two partners of a firm whose purpose is to serve the non-legal business interests of one of them have been fined for multiple rule breaches, including using client account as a banking facility.


Solicitor fined for inaccurate declaration over £1m Covid loan

15 October 2024

A solicitor who signed an inaccurate declaration that triggered the release of a £1m Covid loan to a client, has been fined £15,000.


“Disruptive action” may be needed to improve diversity, LSB warns

15 October 2024

Bullying and harassment is not limited to the Bar and “disruptive action” may be needed to create a “fair, healthy, diverse and inclusive legal profession”, the Legal Services Board has warned.


SRA urges voluntary disclosure of Russia sanction breaches

15 October 2024

The Solicitors Regulation Authority has stressed the importance of voluntarily disclosing breaches of the Russia sanctions following the first fine handed out under the regime.


Partner suspended for telling junior solicitor to lie to client

14 October 2024

A senior partner who told a newly qualified solicitor to lie in an email to a client has been suspended from practice for nine months.


ICO reprimands law firm after client data ends up on dark web

14 October 2024

A law firm that was hacked and had sensitive client data published on the dark web has been reprimanded by the Information Commissioner’s Office.


Law firm rebuked for failing to comply with undertaking

11 October 2024

A law firm that failed to comply with an undertaking it gave in a conveyancing transaction within a reasonable time has been rebuked by the Solicitors Regulation Authority.

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