Compliance & Regulation
Solicitor who did not disclose “catastrophic” evidence struck off
A personal injury solicitor who withheld a piece of evidence he knew would be “catastrophic” to his client’s case has been struck off.
“No incentive” for private equity investors to dilute firms’ ethics
There is no reason why a law firm backed by private equity would be “less professionally ethical” than one owned by its lawyer-partners, a regulatory specialist has argued.
Strike-off for solicitor who misled client, court and law firm
A solicitor who misled her divorce client, the Family Court and the owner of her law firm – leading to the client being issued with a penal notice – has been struck off.
BSB goes ahead with new complaints rules for barristers
The Bar Standards Board has decided to go ahead with rule changes requiring barristers to tell it every year, via their chambers, about any complaints they receive.
Mazur: Non-authorised person “should not be client’s main contact”
Our round-up of developments on the Mazur ruling includes a warning that law firms should consider prohibiting non-authorised staff from being clients’ main point of contact.
Litigation partner’s errors “did not amount to misconduct”
The Solicitors Disciplinary Tribunal has dismissed all allegations against a commercial litigation partner whose “shortcomings did not amount to misconduct”.
FCA to steer motor finance consumers away from legal action
The Financial Conduct Authority is to discourage consumers from pursuing motor finance claims in court, even if they might recover more damages.
Police filmed solicitor acting for both complainant and defendant
A criminal defence lawyer who was filmed by police advising the complainant in a domestic abuse case while acting for the person accused of headbutting her has been suspended.
Law firm takes down Mazur advice after “unprofessional” responses
A Cardiff law firm criticised for offering to advise people on challenging their solicitors’ fees off the back of the Mazur ruling has removed its promotion of the service.
SQE1 pass-rate falls to lowest-ever level
The pass-rate for the first part of the Solicitors Qualifying Exam has fallen to an all-time low, new figures from the Solicitors Regulation Authority have shown.
Four regulators team up to target motor finance law firms and CMCs
Four regulators have joined forces to tackle misleading advertising and inadequate information provided by some law firms and CMCs working on motor finance claims.
SRA ordered to pay £27k costs over “seriously irregular” decision
The Solicitors Regulation Authority has been ordered to pay a woman £27,000 in costs after its decision to ban her from working for law firms was quashed.
Reprimand for barrister who swore at probation staff
A barrister who made inappropriate comments to probation staff in a case where he was instructed by the Probation Service has been reprimanded.
LSB brings regulators together to discuss Mazur ruling
The Legal Services Board is convening a meeting of the frontline regulators next week to discuss the continuing fall-out from the Mazur ruling, Legal Futures can reveal.
SDT rejects appeal from banned legal assistant
The Solicitors Disciplinary Tribunal has rejected an appeal from a legal assistant banned by the Solicitors Regulation Authority from working for law firms.
Blog
Change in regulator shouldn’t make AML less of a priority
While SRA fines for AML have been climbing, many in the profession aren’t confident they will get any relief from the FCA, a body used to dealing with a highly regulated industry.
There are 17 million wills waiting to be written
The main reason cited by people who do not have a will was a lack of awareness as to how to arrange one. As a professional community, we seem to be failing to get our message across.
The case for a single legal services regulator: why the current system is failing
From catastrophic firm collapses to endemic compliance failures, the evidence is mounting that the current multi-regulator model is fundamentally broken.
