Compliance & Regulation


Pupil barrister fined for f-word outbursts during online exam

11 July 2024

A pupil barrister has been fined £500 for a series of foul-mouthed outbursts at a remote invigilator during an online ethics exam, which ended with him raising his middle finger to the camera.


£36k fine for law firm which let millions pass through client account

10 July 2024

A specialist sports law firm has been fined £36,000, and its COFA rebuked, for allowing its client account to be used as a banking facility.


Solicitor leaves roll after misusing dormant client money

9 July 2024

A solicitor who transferred £15,000 that was long sat dormant in client account to his firm’s office account has agreed to remove himself from the roll of solicitors.


Call to charge lawyers £450 to make complaint to FOS

9 July 2024

A trade association for financial advisers has called on the Financial Ombudsman Service to impose charges of £450 per case on law firms and CMCs making volume complaints.


Barrister who bought drugs from criminal clients disbarred

8 July 2024

A barrister jailed for 14 months for obtaining drugs from two men he was representing has been disbarred after his fourth appearance before a Bar disciplinary tribunal.


Conveyancers “overlooking post-completion work” after taking fee

8 July 2024

The Council for Licensed Conveyancers has outlined its “growing concern” that post-completion work is not being done properly and promptly.


First SDT appearance for Zahawi lawyer accused of SLAPP

5 July 2024

The first proceedings at the Solicitors Disciplinary Tribunal over an alleged SLAPP (strategic litigation against public participation) began yesterday.


SRA “should be bolder” on third-party managed accounts

4 July 2024

The Solicitors Regulation Authority should be “bolder” in its approach to third-party managed accounts, the Legal Services Consumer Panel has argued.


Barrister GC: Why can’t I sign off trainee solicitors’ work experience?

4 July 2024

A general counsel has complained that she is unable to sign off the qualifying work experience (QWE) of trainee solicitors because she is a barrister.


SRA “must improve authorisation of law firms” in wake of Axiom Ince

3 July 2024

The SRA must pay “immediate attention” to weaknesses in its authorisation process for new law firms in the wake of the Axiom Ince collapse, the Law Society has argued.


SRA agrees to take over regulation of CILEX members

2 July 2024

The board of the Solicitors Regulation Authority has agreed to regulate CILEX members if it decides to press ahead with changing regulator.


Ex-solicitor struck off 24 years ago fails in bid to return to roll

2 July 2024

A woman struck off as a solicitor 24 years ago has failed in her second attempt to be restored to the roll, with a tribunal saying the passage of time did not of itself justify it.


Law firm fines should be a minimum of £5k, says SRA

1 July 2024

The SRA has proposed that any fine it imposes on law firms should be at least £5,000, as well as ending fines for solicitors convicted of drink-driving.


Five-year suspension for solicitor – for practising while suspended

1 July 2024

A veteran solicitor who practised while suspended has been suspended again, although the Solicitors Disciplinary Tribunal said it had “some reservations” about the sanction.


SRA “has not justified” huge compensation fund levy rises

1 July 2024

The Solicitors Regulation Authority has not done enough to justify the huge increases in compensation fund contributions for the coming year, the Law Society has argued.

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