Compliance & Regulation

A solicitor who failed to comply with an order made by the Solicitors Disciplinary Tribunal in 2020 has now been suspended for a year.

Two fee-earners at conveyancing giant ONP Solicitors have been disqualified from the profession after they were jailed for drug dealing.

The non-lawyer former owner of a law firm has been disqualified from involvement in another one after breaching the terms of its authorisation as an ABS.

Solicitors’ lack of confidence about lawtech and AI could lead to them missing out on the opportunities – and put their clients at risk too, the Solicitors Regulation Authority has said.

A property partner who failed to undertake proper anti-money laundering checks on a client involved in a “substantial fraud” has been fined £27,500.

The number of solicitors with civil higher rights of audience is poised to overtake criminal for the first time, Solicitors Regulation Authority figures have shown.

Having a coach to support wellbeing should be part of everyday practice at the Bar like having an accountant and insurance, the new chair of the Bar said last night.

KPMG is set to become the first of the Big Four accountancy firms to set up a regulated law firm in the US after applying for a licence in the state that allows non-lawyer owners.

It is “an indictment” on all the legal regulators that “nothing substantial” has been done to tackle the problem of “complex and difficult to read” client-care letters.

A paralegal who did not make the dozens of phone calls he recorded in attendance notes has been disqualified. He also reallocated his files to colleagues without telling them.

A solicitor who dishonestly created and backdated a letter to the landlord of a vulnerable client has been handed a 12-month suspension, suspended for 24 months.

A CILEX lawyer who misled her lender client so as to complete a residential property transaction has been made subject to a control order by the SRA.

The Solicitors Regulation Authority has used the enhanced fining power to issue more than £1.5m fines on solicitors in its first two years, new figures have shown.

Alan Blacker – the struck-off solicitor once dubbed by a judge as dressing “like something out of Harry Potter” – has failed in a challenge to a decision refusing him membership of the Bar.

A recently qualified solicitor at Irwin Mitchell who misled multiple contentious probate clients about the progress of their cases has been struck off.