Compliance & Regulation


Birmingham Law Society attacks SRA’s ‘Robin Hood’ fines plan

25 September 2024

More solicitors have attacked the Solicitors Regulation Authority’s plans for new fining guidance, rejecting its “Robin Hood” approach of calculating fines based on income.


AML overseer tells legal regulators to up their efforts

24 September 2024

The body tasked with overseeing legal regulators’ anti-money laundering work said yesterday it was not seeing “the consistent, effective improvement we need”.


City solicitors lambast SRA’s plans for new fining regime

24 September 2024

The Solicitors Regulation Authority’s proposed reform of its fining powers is arbitrary, not fit for purpose, and inconsistent with its legal obligations, City solicitors have warned.


“Not a steady state period” – SRA extends chair’s term

23 September 2024

The board of the Solicitors Regulation Authority has decided to extend Anna Bradley’s term as chair for a further two years rather than recruit a replacement.


SRA ban for employed barrister jailed for rape

23 September 2024

An employed barrister jailed for raping a woman he met on Tinder has been banned from working for law firms after he failed in his appeal.


Strike-off for solicitor who used client money to keep firm afloat

23 September 2024

A sole practitioner who used client money to pay his law firm’s business costs, including the salaries of several family members who worked for him, has been struck off.


Solicitor convicted of blackmailing fellow director struck off

20 September 2024

A solicitor convicted of blackmailing a fellow director with a threat to blow the whistle in an attempt to negotiate an exit from their company has been struck off.


Proudman can argue BSB discrimination in Bar tribunal case

20 September 2024

Dr Charlotte Proudman will be allowed to argue before a disciplinary tribunal that the Bar Standards Board discriminated against her by bringing a prosecution over tweets she posted.


Firm fined for AML compliance failure as solicitor faces tribunal

20 September 2024

An East London law firm has become the latest to be fined by the Solicitors Regulation Authority over its failure to comply with anti-money laundering rules.


Leading lawyer “gobsmacked” by SRA review of asylum firms

19 September 2024

A leading immigration lawyer was “gobsmacked” by a Solicitors Regulation Authority finding that legally aided work was perceived as being “of lower quality”.


Barrister-led legal compliance business bought by private equity

18 September 2024

Barrister-led legal compliance business Briefed is to merge with a firm of recruitment consultants, following its acquisition by private equity firm Omni Partners.


Solicitor suspended for role in advance fee frauds

18 September 2024

A solicitor involved in advance fee frauds has been suspended for a year on the basis that it was mainly the fault of a convicted fraudster he worked with.


Family lawyer convicted over offensive text to ex-partner

18 September 2024

A family law specialist convicted of sending a malicious communication to his ex-partner has been rebuked by the Solicitors Regulation Authority.


Suspension for solicitor who misled court, client and firm

17 September 2024

A junior solicitor who failed to tell her law firm or client that its defence and counterclaim in a personal injury matter had been struck out has been suspended for 12 months.


Solicitor fined for statements made on “antisemitic” Iranian TV show

16 September 2024

A solicitor who appeared on an antisemitic television programme on the Iranian state-owned TV channel has been fined for comments he made about London law firm Mishcon de Reya.

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