Compliance & Regulation


Rebukes for solicitors over inadequate service and not passing on cash

11 September 2024

An experienced partner who failed to give a divorce client competent advice, leading to costs orders against the client, herself and her firm, has been rebuked.


Bar tribunal hands ‘opera assault’ lawyer harsher sanction than SRA

10 September 2024

A dual-qualified lawyer convicted of beating a man in a confrontation at the Royal Opera House has been handed a harsher sanction by a Bar disciplinary tribunal than the SRA.


Barrister convicted of harassing ex-partner suspended from practice

9 September 2024

A barrister convicted of harassing his former partner with a barrage of “very abusive, insulting and irrational” emails has been suspended for nine months by a disciplinary tribunal.


Solicitors sanctioned for inadequate advice over care home rooms

9 September 2024

A solicitor who failed to advise clients adequately over the high risks of buying and subletting rooms in care homes has been fined, with the newly qualified who worked with him rebuked.


IT worker banned for stealing laptops from major City law firm

6 September 2024

A member of IT staff at City giant Ashurst who stole two laptops from the firm and sold them on has been banned from working in the profession.


BSB rules loom large in row over Israel arrest warrants

5 September 2024

UK Lawyers for Israel has confirmed it is to complain to the Bar Standards Board about the conduct of International Criminal Court prosecutor Karim Khan KC.


Gender-critical barristers’ alarm at BSB equality rule reform

5 September 2024

Two barristers with high-profile gender-critical views have expressed alarm at the Bar Standards Board’s proposed rewrite of its equality rules.


Barristers set for positive duty to advance equality and diversity

4 September 2024

Barristers will have a positive duty to act “in a way that advances equality, diversity and inclusion” under a shake-up of the equality rules launched by the Bar Standards Board.


CILEx Regulation pushes ahead with transparency for all legal services

4 September 2024

Rule changes which would mean that law firms regulated by CILEx Regulation would be the first required to publish price and service information for all services have been put to the LSB.


Law firm owner rebuked for practising without insurance

3 September 2024

A solicitor who did not shut down his law firm properly, continuing to deal with client matters even though he was not insured, has been rebuked.


Legal Omubdsman restarts work on publishing decisions

2 September 2024

The Legal Ombudsman is set to restart work towards publishing the decisions it makes in full, now that operational performance is improving, Legal Futures can reveal.


Paralegal rebuked for misleading client over Land Registry matter

2 September 2024

A paralegal who misled a client about the progress of their matter as she sought to clear up a problem she inherited on a file has been rebuked by the SRA.


Law firm compliance officer fined for accounts rules failures

30 August 2024

A solicitor who allowed his law firm to flout the accounts rules while a director and compliance officer has been fined by the Solicitors Regulation Authority.


SRA: Convictions highlight Chinese ‘underground banking’ danger

30 August 2024

The sentencing of seven people involved in a money laundering network via Chinese underground banking is a valuable reminder to solicitors of its risks, the SRA has said.


LSB puts SRA Compensation Fund fee increases on hold

28 August 2024

Approval of the SRA’s application for the level of Compensation Fund contributions – which are set to soar this year – has been delayed for the first time ever, Legal Futures can report.

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