Compliance & Regulation


Just desserts for incompetent and dishonest solicitor who misled SRA

30 July 2026

A solicitor who misled his regulator during an investigation into his “manifestly incompetent conduct” has been struck off.


Solicitor fails in appeal against conviction for ‘tipping off’ client

29 July 2026

The first solicitor prosecuted by the Serious Fraud Office for ‘tipping off’ a client about a money laundering investigation has failed in his appeal against conviction.


Big spike in conveyancing complaints to Legal Ombudsman

29 July 2026

The Legal Ombudsman has reported a 41% increase in the number of complaints about conveyancing, driven by delays, poor communication and post-completion problems.


Mazur review: Regulators seek to move on but LSB criticised

29 July 2026

Legal regulators have accepted the Legal Services Board’s finding that they missed opportunities to address the issues that came to a head in the Mazur case.


LSB catalogues missed opportunities to avoid Mazur

28 July 2026

Legal regulators missed opportunities over the years to “clarify and address” the issues that came to a head in the Mazur case, the Legal Services Board said yesterday.


Ban for prospective trainee who faked client’s signature

28 July 2026

A prospective trainee solicitor who forged a client’s signature on a document sent to the Home Office and faked an email to mislead her firm has been barred from the profession.


Profession to pay out £39m to Axiom Ince clients

27 July 2026

The collapse of Axiom Ince is set to cost the solicitors’ profession £39m in payouts from the SRA Compensation Fund, most of which have now been made, it has emerged.


Judge refers barrister to BSB and ‘legal consultant’ for contempt

27 July 2026

The High Court has referred a barrister and his chambers to the Bar Standards Board over their involvement in litigation run by a legal consultant it employs.


Solicitor struck off for unauthorised work on cannabis case

27 July 2026

A consultant solicitor who carried out unauthorised work for a man facing serious drug offences, and then asked to be paid in cash, has been struck off.


Solicitor struck off for “alarming” email and stalking conviction

24 July 2026

A non-practising solicitor who sent a misleading email “designed to influence and alarm” the two sons of a mentally ill woman has been struck off.


Veteran solicitor’s “jokes” inappropriate but not misconduct

23 July 2026

A duty solicitor in his 80s who was banned from Coventry Police Station after making eccentric comments to two young female officers has been cleared of misconduct.


CA condemns sting that saw solicitor disclose privileged information

22 July 2026

The Court of Appeal has strongly condemned ‘privilege hunting’ – illicit methods to obtain information from litigation opponents – in a case where a law firm partner was successfully duped.


Law firm in dock for running cases using “fraudulent” documents

21 July 2026

A judge has expressed deep concern about how an East London law firm has run immigration cases, with multiple clients relying on materially similar documents.


Law firms face enforcement action over misleading claims ads

21 July 2026

The FCA has spotted 170 misleading car finance adverts as part of the on-going campaign against “poor practices” by CMCs and law firms.


High Court throws out solicitor’s appeal against SDT decision

20 July 2026

The High Court has thrown out a solicitor’s appeal against a decision of the SDT because she failed to provide grounds for more than four months after filing it.

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