Compliance & Regulation


Tribunal fines solicitor for source of funds and lender failures

16 January 2026

A solicitor has been fined £7,500 for failing to carry out source of funds checks and keep lenders properly updated about where purchase money was coming from.


Paralegal to appeal after SDT refused adjournment for representation

15 January 2026

A paralegal denied an adjournment by the SDT so she could be legally represented – even though the SRA backed one – is to appeal the ban that followed the hearing.


Judge given formal advice after creating “hostile environment”

15 January 2026

A controversial employment judge has been issued with formal advice for misconduct after he was found to have created a “hostile environment” for a party.


Revealed: SRA withdraws complaints-handling rule changes

14 January 2026

The Solicitors Regulation Authority has suddenly withdrawn proposed rule changes to improve how solicitors handle complaints from approval by the Legal Services Board.


Tribunal “right” to take Sidhu’s status into account in disbarment

14 January 2026

The tribunal that disbarred Jo Sidhu KC was “certainly not wrong” to regard his status as rendering his conduct towards a mini-pupil particularly serious, the High Court has ruled.


LSB names chief executive as BSB starts search for a new one

14 January 2026

The Legal Services Board has named Richard Orpin as its new chief executive, having been acting up in the role for the last six months.


Paralegal banned for dishonest emails as supervisor cleared

13 January 2026

A paralegal who lied to solicitors in one email and to a client’s relative in another has been banned – but the solicitor who supervised her exonerated.


Billing practices and fair briefing among new Bar chair’s priorities

13 January 2026

A campaign to improve billing practices at the Bar and work with solicitors on fair briefing are among the priorities outlined last night by the new chair of the Bar Council.


The new Mazur? ‘Solicitor agent’ does not have rights of audience

12 January 2026

A so-called solicitor’s agent did not meet the Legal Services Act 2007 requirements for rights of audience, a district judge has ruled.


Tribunal strikes out part of barrister’s claim against BSB

12 January 2026

A barrister’s claim that hundreds of people accessed details of a complaint about her held by the Bar Standards Board has been struck out by an employment tribunal.


MoJ an international outlier with client account interest plan

9 January 2026

Interest on Lawyers’ Client Account schemes around the world do not divert the money to general government coffers, as the Ministry of Justice is proposing, according to research.


Solicitors fined for misconduct over purchase of law firm

9 January 2026

A woman who used a solicitor to buy a law firm while she was still a trainee, and then practised unsupervised, has been fined for misconduct.


Government will put firms “at risk” with client account interest grab

8 January 2026

The government’s proposed raid on client account interest “will put high street law firms at risk and force legal fees to rise for those that survive”, the Law Society has warned.


Spot-fixing cricketer’s solicitor cleared of urging false defence

8 January 2026

A solicitor who acted for a cricketer jailed for spot fixing has been cleared of an allegation that he encouraged his client to offer false evidence in his defence.


‘Double jeopardy’ warning over FCA money laundering switch

8 January 2026

The Financial Conduct Authority taking over the supervision of anti-money laundering activity risks delay and double jeopardy, the Solicitors Disciplinary Tribunal has warned.

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