Compliance & Regulation


Court quashes part of LeO’s £51,000 award against law firm

30 May 2025

The Legal Ombudsman was wrong to find that a law firm failed to adequately assess a client’s capacity and should pay her £15,700 in compensation, the High Court has ruled.


Barristers “should tell chambers and regulator” about complaints

30 May 2025

Barristers will be required to inform both their chambers and their regulator about the complaints they receive, under plans published yesterday by the Bar Standards Board.


LSB lays out actions for SRA to avoid another Axiom Ince

29 May 2025

The Solicitors Regulation Authority has been given statutory directions to address the multiple failures in its oversight of Axiom Ince.


Law firm fined £120,000 for 15 years of AML failures

29 May 2025

A Southend law firm that failed to comply with anti-money laundering rules for more than 15 years has been fined £120,000 by the Solicitors Disciplinary Tribunal.


Solicitor struck off for allowing use of closed firm’s client account

28 May 2025

A solicitor who allowed his firm’s client account to facilitate a suspicious £1.1m property transaction 20 months after it had closed has been struck off.


Bar regulator drops plan for controversial new equality duty

27 May 2025

The Bar Standards Board has ditched its controversial proposal to require barristers to “act in a way that advances equality, diversity and inclusion”.


‘TikTok’ lawyer faces money laundering charges

23 May 2025

A high-profile Birmingham solicitor, dubbed the ‘TikTok lawyer’ for his activity on the social media network, has been charged with money laundering offences.


High Court rejects bias claim against SDT panel chair

22 May 2025

The High Court has rejected claims of bias against the chair of a Solicitors Disciplinary Tribunal panel made as part of long-running proceedings against a major City law firm.


Solicitor “used one bankruptcy to camouflage another”

20 May 2025

A veteran solicitor who used the existence of his first bankruptcy in 1993 to “camouflage the existence” and the need to report his second in 2014 has been struck off.


Zahawi solicitor “ignored” regulatory duties with email

19 May 2025

The solicitor for former Conservative MP Nadeem Zahawi either “ignored or dismissed his regulatory responsibilities” in trying to stop publication of an email he sent, the SDT has decided.


Ex-solicitor cited fake cases in bid to appeal strike-off

16 May 2025

The High Court has refused to extend time for a former solicitor to appeal against being struck off in 2017 and in any event struck out the grounds for citing 25 non-existent cases.


“Not improper” for barrister to compare Israel with Nazi Germany

16 May 2025

A barrister acted within professional boundaries in arguing that comparing Israel with Nazi Germany was not inherently antisemitic, the High Court has ruled – although his client’s tweets doing so were.


SRA hands out record £4m fine to non-lawyer owner of failed firm

15 May 2025

The Solicitors Regulation Authority has imposed its largest-ever fine, just shy of £4m, on the former non-solicitor owner of collapsed law firm Kingly Solicitors.


High Court upholds strike-off for solicitor’s antisemitic tweets

15 May 2025

The High Court has upheld the decision to strike off a solicitor over tweets on Israel and Palestine, saying they showed “unvarnished antisemitic racism”.


In-house solicitors’ contracts should “incorporate ethical rules”

15 May 2025

A template letter for formally incorporating professional ethical obligations into an in-house solicitor’s employment contract was published yesterday by the Law Society.

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