Compliance & Regulation
Director and law firm fined £50,000 for multiple compliance failures
The director of a law firm and the firm itself have each been fined £25,000 for a series of compliance failures, including widespread accounts rule breaches and anti-money laundering shortcomings.
CMC regulator warns about poor service standards
The regulator of CMCs has highlighted poor service standards, inappropriate sourcing of customers and misleading advertising as among its key areas of concern.
SRA under fire for not taking action on “textbook” SLAPP
The Solicitors Regulation Authority has come under fire for closing a complaint about a law firm that represented a Russian warlord without any further action.
Anglo-Scottish firm under close SRA scrutiny over McClure files
The collapse of an Anglo-Scottish law firm in 2021 continues to have significant reverberations, with the firm that took on its business now under close scrutiny from the SRA.
Are AML breaches misconduct? High Court hears SRA appeal
A significant appeal that should decide whether a breach of the Money Laundering Regulations is also a breach of the SRA code of conduct starts in the High Court today.
Veteran barrister disbarred for “recklessly misleading” tribunal
A veteran barrister who attempted to recklessly mislead the court and failed to provide his direct access client with a competent service has been disbarred.
SRA can keep disciplinary decisions online for longer
The Legal Services Board has approved plans by the SRA to change its publication policy and keep details of misconduct on its website for longer.
Solicitors “letting down” women subjected to economic abuse
Lawyers giving independent legal advice in cases of potential economic abuse of women are helping the abusers more than their clients, new research has suggested.
Ban for trainee who misled employer over reason for day off
A trainee solicitor who misled her employer over why she wanted a day off work, seemingly to hide the fact that she was in court over planning breaches, has been banned from the profession.
Solicitor cleared of AML offences he had admitted to
The SDT has taken the unusual step of rejecting a solicitor’s admissions that he should have done more due diligence on £24m paid into his firm’s client account.
Barrister fined for call declaration omissions “had told Lincoln’s Inn”
The lawyer heavily fined for failing to declare adverse findings about himself when applying to be called to the Bar said he had already done so when joining Lincoln’s Inn.
KC condemns SRA for “unprincipled approach” to fines
The Solicitors Regulation Authority has demonstrated a “shambolic and unprincipled approach” to the use of its fining powers, a leading regulatory KC has argued.
Drink-drive solicitor who refused breath test did not lack integrity
A solicitor arrested for failing to provide a sample of his breath after being pulled over for drink-driving did not act with a lack of integrity, the SDT has ruled.
SRA, BSB and CILEX Regulation facing “increased oversight”
The Solicitors Regulation Authority, Bar Standards Board and CILEX Regulation all require increased oversight, the Legal Services Board has revealed.
Man ordered to pay £10,000 costs for failed LeO judicial review
A man whose application for permission to bring a judicial review against the Legal Ombudsman was certified as totally without merit has been ordered to pay £10,000 in costs.
Blog
Is competition in the legal sector stifling innovation?
As the legal sector’s competitive landscape continues to evolve, Nobel laureates remind us that innovation is not inevitable,and that competition may not always be an incentive to innovate.
What high-performing consumer claims firms get right
Recurring concerns about parts of the volume claims sector show that the gap between well-run firms and those struggling to manage volume effectively is widening.
The SRA’s 2025 AML report: What law firms need to know
The SRA has released its 2024-25 anti-money laundering report and the scale of supervision is striking – it carried out 935 proactive engagements in the year to 5 April 2025.
