Compliance & Regulation

An assistant solicitor whose failure to comply with an undertaking in a property transaction cost his firm’s insurer £440,000 has been fined £5,500.

A chartered legal executive who fabricated court pleadings, expert reports and letters from third parties has been disqualified from working for solicitors’ firms.

Solicitors need to have confidence that they will be treated fairly by their regulator if they are to be encouraged to admit errors, a former partner suspended for misconduct has argued.

A leading employment lawyer has hit out at the conduct of some law firms when negotiating non-disclosure agreements for employers.

The barrister and amateur photographer suspended for two years for a conversation with a woman about nude modelling made the comments to a trainee police officer.

Relationships with litigation funders are destabilising some high-volume consumer claims law firms, the Solicitors Regulation Authority has warned.

The Solicitors Disciplinary Tribunal has warned solicitors of the dangers of acting for family members after fining one who preferred his wife in the distribution of an estate.

The money employers have to pay employees for legal advice on settlement agreements is not enough to deal with the NDAs they routinely include, MPs were told yesterday.

Law firms should adopt a ‘legitimate provenance of wealth test’ when taking on clients as part of an ethics-based approach that goes beyond legal or regulatory tests.

The first solicitor prosecuted for ‘tipping off’ a client about a money laundering investigation has now been suspended for allowing a client to use his firm’s account as a banking facility.

A deputy district judge who took nearly three years to hand down a judgment would have been removed from office had she not resigned, according to the Judicial Conduct Investigations Office.

Innovation sandboxes, mandatory regulation of paralegals and new sources of funding – like interest on client accounts – are among ideas of how regulation can improve access to justice.

Both the Law Society and Bar Council have criticised their regulatory arms over the LSB’s assessment that their performance was inadequate and needed urgent improvement.

The Solicitors Regulation Authority’s investigation into the former lawyers of Russian warlord Evgeny Prigozhin was “supine”, a leading media lawyer has argued.

The two largest legal regulators – the SRA and BSB – are the only ones to fail their performance assessments over the past year, the Legal Services Board revealed today.