Compliance & Regulation


Partner used client money to pay his tax bill

23 January 2026

A partner at a London law firm responsible for dozens of unauthorised transfers from client account worth nearly £1.2m – in part to pay his tax bill – has been struck off.


Treasury urged to exempt conveyancers from tax adviser registration

23 January 2026

The government has been urged to reconsider plans to make conveyancers register individually with HM Revenue & Customs as tax advisers because they deal with SDLT.


Head of property certified ID documents without seeing them

22 January 2026

The head of commercial property at a law firm who certified a client’s ID documents as true and complete copies without seeing the originals has been struck off.


Lawyers back High Court decision on Zahawi solicitor

22 January 2026

Lawyers have welcomed the High Court decision to overturn the finding of misconduct against Nadeem Zahawi’s lawyer – but Dan Neidle calls it surprising and concerning.


High Court overturns Zahawi solicitor misconduct finding

21 January 2026

The High Court has overturned the finding of misconduct made about the solicitor for former Conservative Chancellor Nadeem Zahawi.


Ex-cabinet minister named Bar’s first Commissioner for Conduct

21 January 2026

Former Conservative cabinet minister Dame Maria Miller – who used to chair Parliament’s women and equalities committee – has been named the Bar’s first ever Commissioner for Conduct.


No plans to review regulation of estate planning, says minister

21 January 2026

The government has no plans to review the regulation of estate planning and trust-selling practices in the wake of the collapse of Anglo-Scottish law firm McClure, a justice minister has said.


Solicitor who lied to his law firm about having cancer is struck off

20 January 2026

A solicitor who lied to his law firm about having cancer and forged a medical report relating to it has been struck off.


Justice minister urges regulators to toughen up on CFAs

20 January 2026

The government has told the Solicitors Regulation Authority and Financial Conduct Authority of the need for “tougher, more consistent regulation of conditional fee agreements”.


Court orders LeO to reconsider decision due to missed evidence

19 January 2026

The Legal Ombudsman has been ordered to reconsider part of its findings of poor service by a direct access barrister after it overlooked a key piece of evidence.


Mazur: Local government lawyers eye legislative change

19 January 2026

The Lawyers in Local Government group is to seek “legislative clarification and reform” in response to the Mazur ruling, instead of intervening in the Court of Appeal


Lay prosecutors for train company “not a Mazur-style breach”

16 January 2026

A judge has rejected a Mazur-inspired attempt to throw out charges against a serial rail fare dodger on the basis that they were brought by lay prosecutors for the train company.


Tribunal fines solicitor for source of funds and lender failures

16 January 2026

A solicitor has been fined £7,500 for failing to carry out source of funds checks and keep lenders properly updated about where purchase money was coming from.


Paralegal to appeal after SDT refused adjournment for representation

15 January 2026

A paralegal denied an adjournment by the SDT so she could be legally represented – even though the SRA backed one – is to appeal the ban that followed the hearing.


Judge given formal advice after creating “hostile environment”

15 January 2026

A controversial employment judge has been issued with formal advice for misconduct after he was found to have created a “hostile environment” for a party.

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