Compliance & Regulation

A one-time trainee solicitor who violently raped one woman and attempted to rape another has been banned from the profession. His sentence was increased to 16 years in May.

Multiple charities – including the Church of England – that claim they lost out after a senior partner stole millions from clients’ estates are suing her, her former partner, the firm and its insurer.

The owner of a personal injury firm has been struck off after retaining nearly £500,000 in disbursements to keep his firm afloat after it was badly hit by the LASPO reforms.

Leading law firm Womble Bond Dickinson has been rebuked for providing a banking facility to a client by receiving and paying out more than £2m that did not relate to any legal work it was doing.

Legal regulators should allow unregulated firms to test their ideas in regulatory sandboxes set up to foster innovation, the Legal Services Consumer Panel has said.

Lawyers must be able to report “mini-bullying moments” without fear that things will “go nuclear”, the global director of inclusion at Clifford Chance has said.

There has been a 9% increase in the number of complaints to law firms last year, but they continue to resolve eight out of 10 themselves, according to official statistics.

A conveyancing paralegal who tried to cover up her mistake in not sending an updated plan to the buyers’ solicitor has been banned from working in the profession.

Little more than a third (37%) of barristers, chambers and firms regulated by the Bar Standards Board are fully complying with its rules on price and service transparency, it has emerged.

An assistant solicitor who took over a firm after the principal was struck off allowed her to keep practising under her maiden name, use the firm’s office and be sole signatory on its bank accounts.

A barrister who sits as a tribunal chair for the Nursing and Midwifery Council is a ‘worker’ and entitled to holiday pay, an employment tribunal has ruled, opening the door to thousands of other claims.

The Legal Ombudsman is taking five months just to pass any new complaints to an investigator as it struggles to cope with the impact of Covid-19.

A solicitor has been rebuked for trying to include a ban on her former employer referring her to any regulatory authority as part of a settlement of disputes between the two.

An MP has urged select committees to investigate the role of law firms – and in particular Herbert Smith Freehills – in helping client companies accused of wrongdoing set up compensation schemes.

The Solicitors Regulation Authority is to end the practice of allowing trainee solicitors to obtain higher rights of audience but has reversed course on its proposed approach to advocacy in the youth courts.