Compliance & Regulation
Solicitor struck off for sub-letting council home
A solicitor convicted of illegally subletting his council flat knew “right from wrong” despite ill health and personal problems, the Solicitors Disciplinary Tribunal has found.
Partners fined for sitting on almost 1,000 residual balances
Four partners in a Welsh law firm have been fined for sitting on 979 residual balances, totalling over £468,000, for “lengthy periods of time” and where there had been no activity for six months.
SRA paralegal banned after child offences conviction
A paralegal who was working at the Solicitors Regulation Authority has been banned from the profession after being jailed for online sexual offences involving children.
Solicitor who lied about lost documents to appeal strike-off
A former junior solicitor who was struck off after lying about losing documents she was working on while acting for the Solicitors Regulation Authority, is appealing against the decision.
Blog
Awaab’s Law phase 2: New hazards council tenants can now claim for
The conversation on housing disrepair is moving beyond damp and mould alone. With the rollout of phase 2 of Awaab’s Law, the scope of issues covered is expanding significantly,
Beyond PCP: Can regulators and lawyers work better together next time?
Nearly a decade after the Financial Conduct Authority began investigating the car finance industry, the story of the PCP commission scandal is still unfinished.
Accountability has to live within governance, not with one person
The assumption has long been that a COLP or COFA is personally exposed to the consequences of anti-money laundering breaches.
