Compliance & Regulation
Solicitor agrees to leave profession over multiple AML failures
A solicitor who failed in his “basic duties” around anti-money laundering has been fined £2,000 – rather than up to £50,000 his misconduct deserved – because he has agreed to leave the profession.
Male and BAME solicitors still disproportionate focus of SRA action
Men and solicitors from Black, Asian and ethnic minority backgrounds continue to feature disproportionately in the Solicitors Regulation Authority’s enforcement work, new figures have shown.
Solicitor who lied to new employer struck off
A solicitor who lied when she told her new employer that she was not under investigation by the Solicitors Regulation Authority has been struck off.
Solicitor who sold firm’s letterhead for £10 a case is struck off
A solicitor has been struck off for selling his firm’s letterhead to a company for use in compensation claims for £10 a letter where the claim was successful, along with improper transfers from client account.
SDT: No significant risk that groping ‘KKK’ solicitor will repeat conduct
There is no “significant risk” that a senior partner who did a Ku Klux Klan impersonation at his Black secretary and repeatedly groped her bottom will repeat his behaviour, the SDT has decided.
Firm fined £14,000 for conveyancing ID failures
An alternative business structure that failed to carry out sufficient identity checks on conveyancing transactions has been fined £14,000 by the Solicitors Regulation Authority.
Solicitor ordered secretaries to retrospectively “witness” wills
The managing director of a law firm who ordered legal secretaries and a trainee solicitor to retrospectively “witness” wills which had already been signed by clients has been struck off.
BSB stats and Beckwith ruling put focus on misconduct outside practice
There has been a significant increase in the number of complaints about the conduct of barristers outside of practice, it has emerged, as the implications of the Beckwith ruling continue to reverberate.
Conveyancer’s shock at fraudster’s in-branch transfer from client account
A leading conveyancer has expressed his shock after a fraudster was able to transfer money from his firm’s client account at one of his bank’s branches, despite having put safeguards in place to prevent it.
Criminal solicitors billed med neg claimant £20k for “admin work”
Two criminal law solicitors who billed the victim of an attack by a psychiatric patient a total of £20,000 for what they described as “administrative services” have been fined by a tribunal.
Beckwith wins appeal – conduct was inappropriate but did not breach code
The High Court has overturned the decision that former Freshfields partner Ryan Beckwith breached the SRA code of conduct by having drunken sex with a junior lawyer at the firm.
Reality of law firms’ approach to AML not living up to their policies
There is a difference between many law firms’ anti-money laundering policies and procedures, and what actually happens in practice, the Solicitors Regulation Authority has found.
Partners saw £100m pass through client account from car park scheme
Two partners who saw more than £100m pass through their firm’s client account for a car parking and storage pod investment scheme have been fined for misconduct.
Investment schemes causing “huge number” of claims
Dubious investment schemes involving solicitors are becoming “far more sophisticated” and leading to a “huge number of claims” on the Compensation Fund, the SRA has warned.
‘Upskirting’ Brexit barrister banned for six months
A senior government barrister, who was one of the first people convicted of ‘upskirting’, has been banned from returning to practice for six months after he completes his sentence.
Blog
The trade-off mid-sized firm partners think they’re making
Most of the partners I talk to describe the same tension. They want the firm to run efficiently and hit its numbers, but they also want their people to feel supported, developed and fairly treated.
Communication as the core of client care in conveyancing
How a conveyancer approaches client care – particularly in relation to communication – can be the greatest differentiator for the success of a conveyancing firm.
Why brilliant lawyers sometimes fail
A question that often strikes a chord with partners in law firms is this: why is it that individuals who excel in one role sometimes struggle when promoted into another?
Reports
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