Compliance & Regulation


Tribunal clears solicitor but refuses to order costs against SRA

6 January 2021

A solicitor has been cleared by a tribunal of misleading the court but failed in his bid for the Solicitors Regulation Authority to pay him almost £100,000 in costs as a result.


Complaint over law firm’s radio advert rejected

6 January 2021

A Merseyside law firm has been cleared of breaking Advertising Standards Authority rules with a radio advert that highlighted the fear of “a social worker at your door to take your child”.


UK unexpectedly reduces tax scheme reporting burden on firms

6 January 2021

The government has unexpectedly announced that DAC 6, an EU cross-border tax transparency rule with major implications for international law firms, will be rewritten in the wake of the Brexit trade deal.


Solicitor “took advantage” of daughter-in-law over flat purchase

5 January 2021

A solicitor who took unfair advantage of his own daughter-in-law by not completing his purchase of her flat and not telling her, and then renting it out for his own benefit, has been struck off.


SRA ordered to pay solicitor costs over botched prosecution

4 January 2021

A tribunal has ordered the Solicitors Regulation Authority to pay a solicitor £22,500 in costs after ruling that many of the allegations made against him were not properly brought.


Leading firms fined for accounts rules breaches

4 January 2021

Two well-known law firms have accepted fines from the SRA – one for allowing its client account to be used as a banking facility and the other for holding disbursements in its office account.


Struck-off solicitor receives pardon from President Trump

23 December 2020

A solicitor struck off for making false statements to the Mueller inquiry into alleged Russian involvement in the election of US president Donald Trump has received a presidential pardon.


“Hundreds of millions” of pounds laundered through conveyancers

22 December 2020

It is likely that criminals launder “hundreds of millions” of pounds with the inadvertent aid of conveyancers across the UK, the government has warned. London litigation firms are also being targeted.


High Court rejects solicitor’s appeal against strike-off

22 December 2020

The High Court has rejected an appeal from a solicitor struck off for persuading a vulnerable client to pay £4,700 into her personal bank account.


SRA fails in bid to sell solicitor’s properties to recoup intervention costs

21 December 2020

The Solicitors Regulation Authority has failed in its bid to sell two properties to recoup £354,000 of the costs of intervening in a solicitor’s practice.


SRA decides against appealing Beckwith ruling

21 December 2020

The Solicitors Regulation Authority will not appeal the High Court decision in the Ryan Beckwith case, stressing that the ruling was confined to its facts.


Scottish solicitors criticise SRA for money laundering levy stance

21 December 2020

The Law Society of Scotland has criticised the Solicitors Regulation Authority’s call for the government not to exempt small law firms from paying the proposed economic crime levy.


Solicitor fined for allowing struck-off boss to remain involved at firm

18 December 2020

A solicitor who allowed her struck-off partner to continue his involvement in their practice, and failed to obtain client consent before transferring matters to an unregulated firm, has been fined £2,000.


Small law firms should pay economic crime levy, SRA says

16 December 2020

Small law firms should not be exempt from the economic crime levy the government wants to introduce to help tackle money laundering, the Solicitors Regulation Authority has said.


University bosses eye “revolutionary” impact of SQE

16 December 2020

One of the leading figures in legal education has hailed the introduction next year of the SQE as a “revolution”, with another saying it will break down the barriers between academia and the profession.

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