Compliance & Regulation
Solicitor jailed for stamp duty land tax fraud
A solicitor who falsified returns to HM Revenue & Customs so as to underpay stamp duty land tax and pocket the difference has been jailed for more than three years.
BSB more likely to raise complaints against minority ethnic barristers
Minority ethnic barristers remain more likely than their White counterparts to be subject to complaints raised by the Bar Standards Board, with men more likely than women, new research has shown.
Insurance giant’s ABS hit with fine for money laundering failure
The alternative business structure owned by global insurance services firm Crawford & Company has been fined for failing to confirm that it had a compliant anti-money laundering risk assessment.
CA upholds privilege claim to information extracted from solicitor “by deception”
The Court of Appeal has upheld a decision that correspondence between solicitors a judge found involved “an element of deception” as to its real purpose was covered by litigation privilege.
Solicitor struck off after child pornography and cannabis convictions
A solicitor who received a suspended jail sentence after being convicted of making indecent images of children and producing cannabis has been struck off.
Lawyers should have to take competence tests “every 10 years”
Lawyers should have to take online tests every 10 years to prove that they remain competent in their specialist fields, the chair of the Legal Services Consumer Panel said yesterday.
Solicitor jailed for defrauding firm of £2.3m over seven years
A partner who defrauded his firm of £2.3m over seven years – some of which was done with the help of a client – has been jailed for four years and also struck off as a solicitor.
Solicitor rebuked for failing to report staff member’s conviction
A solicitor who failed to report that a fee-earner he employed had been convicted of an immigration offence has been rebuked by the Solicitors Regulation Authority.
Solicitors fined for failing to prevent £3.3m property fraud
Two directors of an alternative business structure have been fined for not supervising a branch office where a fellow director and a bogus solicitor carried out a £3.3m property fraud.
SRA fines six firms for failing to provide AML compliance declaration
The Solicitors Regulation Authority has published details of fines levied against six law firms for failing to confirm in time that they had a compliant anti-money laundering firm-wide risk assessment.
Solicitor who charged £9,000 for doing nothing is struck off
A solicitor who charged a client’s estate fees of over £9,000 during a period of “complete inactivity” has been struck off. He was both its executor and residuary beneficiary.
Solicitor suspended for “complete dereliction of duty”
A solicitor who held nearly 1,500 historical client balances and whose failure to remedy accounts rule breaches was described as a “complete dereliction of duty”, has been suspended for two years.
Supreme Court lays out “new legal roadmap” for professional negligence
The Supreme Court has provided a “wholly new legal roadmap” for professional negligence after its ruling last week in two linked cases, the Professional Negligence Lawyers Association has said.
Review to probe impact of Post Office scandal on lawyer regulation
A probe into the lessons of the Post Office scandal for corporate governance, criminal justice and lawyer regulation has been launched and will push regulators to effect change.
SRA to follow FCA on capping claims management fees
The SRA is to follow the approach of the Financial Conduct Authority when capping the fees law firms charge for financial services claims management work – and will leave personal injury work alone for now.
Blog
The trade-off mid-sized firm partners think they’re making
Most of the partners I talk to describe the same tension. They want the firm to run efficiently and hit its numbers, but they also want their people to feel supported, developed and fairly treated.
Communication as the core of client care in conveyancing
How a conveyancer approaches client care – particularly in relation to communication – can be the greatest differentiator for the success of a conveyancing firm.
Why brilliant lawyers sometimes fail
A question that often strikes a chord with partners in law firms is this: why is it that individuals who excel in one role sometimes struggle when promoted into another?
Reports
Associates
