Compliance & Regulation


Top GC defends in-house lawyers’ approach to ethics

15 July 2020

A leading general counsel has attacked the assumption that in-house lawyers “leave their morals at the door” when they join their companies.


Law firms “could undermine positive impact” of SQE on diversity

14 July 2020

The emphasis on increasing the range and choice of legal training in the Solicitors Qualifying Examination could help remove the blockage to social mobility in the profession.


‘Email threat’ barrister feared “vindictive campaign” against pupil

10 July 2020

The drunken barrister who threatened a fellow member of chambers over a tenancy application did so because he believed there was a “vindictive campaign” to damage the pupil’s prospects.


SRA to review regime for checking solicitors’ competence

9 July 2020

The Solicitors Regulation Authority is to launch a review of its approach to solicitors’ continuing competence, amid calls for spot checks or accreditation schemes to reassure consumers.


Legal assistant banned after lying about passing exams

9 July 2020

A legal assistant who lied about passing his legal executive exams so that his law firm employer would reimburse the course fees has been banned from working in the solicitors’ profession.


Appeal judges reject divorcee’s negligence claim

8 July 2020

The Court of Appeal has upheld a ruling that a negligence claim brought by a woman against her law firm over its work on her divorce was out of time.


Criminals’ ‘go-to’ solicitor struck off while in jail

7 July 2020

A solicitor who was the ‘go to’ lawyer for a gang of criminals because he would not ask too many questions about where their money came has been struck off while serving seven years in jail.


Solicitor amended form of authority not knowing client was dead

6 July 2020

A solicitor who amended a client’s form of authority when he could not contact her and then sent it to her former employer – not knowing she had died – has been struck off for dishonesty.


Covid-19 will hamper ombudsman turn-around, says new chair

3 July 2020

The coronavirus crisis will impede much-needed efforts to turn around the performance of the Legal Ombudsman, its new chair has warned in an interview with Legal Futures.


Solicitor rebuked for failing to supervise “lying” consultant

2 July 2020

The head of a law firm who said she was lied to by a consultant solicitor, who paid £2.25m of property sale proceeds to a third party as part of a pattern of flagrant misconduct, has accepted a rebuke.


Solicitor banned from management over accounts failure

29 June 2020

A solicitor was kept in the dark by an experienced bookkeeper about improper transfers she was making from client to office account to keep the firm afloat, a tribunal has heard.


Solicitor “didn’t know what to do” with money from third party

26 June 2020

A solicitor whose firm received over £530,000 into its client account from an unknown third party, “sat on it” because “we just didn’t know” what to do, a tribunal has heard.


Solicitor who used client money to buy jewellery is struck off

25 June 2020

A director of a former London law firm who admitted fabricating grants of probate and using client money to buy jewellery has been struck off.


Solicitor fined after conviction for abusive Facebook messages

24 June 2020

A junior solicitor diagnosed with Asperger’s syndrome who was convicted after sending a woman he briefly dated abusive Facebook messages has now been fined £10,000 by a disciplinary tribunal.


Solicitor failed to advise on “obvious risks” of off-plan schemes

23 June 2020

A solicitor who failed to advise on the “obvious risks” of four off-plan property development schemes has been fined £10,000. His advice was “so inadequate as to be incompetent”.

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