Compliance & Regulation
Conveyancer blamed secretary to “cover up lack of progress”
A solicitor who lied to a lender, a client, his law firm and the Land Registry to cover up the lack of progress made on his clients’ matters – but blamed his secretary – has been struck off.
AI can form part of anti-money laundering armoury, law firms told
New technologies such as biometrics, machine learning and artificial intelligence can now form part of the anti-money laundering armoury, law firms have been told.
Solicitor jailed for money laundering returns to profession
A solicitor who was jailed for four years for money laundering offences has been readmitted to the roll after the Solicitors Disciplinary Tribunal found he had been “totally rehabilitated”.
High Court: Law firm was not operating collective investment scheme
A law firm which did the conveyancing work on two failed off-plan housing developments was not operating an unregulated collective investment scheme, the High Court has ruled.
Solicitor who lied to client, SRA and insurers struck off
A solicitor who lied to her client about the progress of her case and then to the Solicitors Regulation Authority about it, and later to professional indemnity insurers, has been struck off.
Solicitor who retrospectively witnessed signatures is fined £20,000
A solicitor who ‘witnessed’ the signatures of a client’s father that were already on property documents, without checking their authenticity, has been fined £20,000.
“Inept” solicitor transferred money in breach of court order
A “seriously inept” solicitor who transferred money to another law firm’s client account, in breach of a court order that his firm should hold it, has been fined £8,000.
Fines for partners who charged clients for indemnity insurance
Three partners have been fined for charging conveyancing clients for the firm’s indemnity insurance, as well as “variable sums” for filling out a simple standard form.
Solicitor allowed use of client account as £4.6m banking facility
A solicitor who let his firm’s client account be used as a banking facility for payments from clients’ investors totalling over £4.6m has been fined £15,000.
Another SRA prosecution fails but regulator avoids costs order
The Solicitors Regulation Authority was justified in prosecuting two law firm partners even though all of the allegations were dismissed, a tribunal has ruled.
Email attachments are not privileged just because message is
The Supreme Court has refused to interfere in a ruling that legal professional privilege which covers an email does not extend to any attachments.
Solicitor who misled tribunals on Ugandan law is struck off
A solicitor who misled the First-tier and Upper Tribunals in immigration cases about anti-gay legislation in Uganda has been struck off by the Solicitors Disciplinary Tribunal.
Veteran solicitor practised without insurance
A sole practitioner in his 70s has been struck off after practising for over six months without professional indemnity insurance, despite telling others he had cover.
Herbert Smith paralegal banned for fake overtime approval
A former paralegal at City giant Herbert Smith Freehills has been banned from the solicitors’ profession after submitting multiple overtime claims with fake approvals on them.
Transparency failures put three firms in the dock
Law firms in London, Manchester and Bath have become the first sanctioned for failing to publish price and service information, with compliance made a condition of their authorisation.
Blog
Modern vehicles: new injury profiles and new legal challenges
As the number of electric vehicles on UK roads continues to grow year-on-year, it is important to address the risks that come with their increased adoption.
The SRA needs to admit it got it wrong about SLAPPs
The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.
Why menopause support belongs on every law firm’s agenda
Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.
