Compliance & Regulation
Solicitor cleared of beating bouncer with stiletto
A 5’2” commercial property solicitor has been cleared of assault by beating after she hit a nightclub bouncer over the head with her stiletto.
Accountants offered new route to setting up ABSs
Accountants and firms regulated by the ACCA will have a pathway to handling all the reserved activities under the plan to transfer supervision of their legal work to CILEx Regulation.
SFO charges three men over Axiom fund collapse
Two former solicitors and a former independent financial adviser have been charged with multiple offences in connection with the collapse of the Axiom Legal Financing Fund.
Struck-off solicitor’s comparison with George Floyd “a disgrace”
A struck-off solicitor’s comparison of his treatment at the hands of the Solicitors Regulation Authority with that of George Floyd by US police has been branded a “disgrace” by a tribunal.
Partner suspended over multiple money laundering failures
A partner in a law firm which acted mainly for Russian and Ukrainian clients has been suspended for nine months after admitting multiple breaches of the anti-money laundering rules.
Solicitor struck off after 40-year career – for the sake of £100
An experienced conveyancer has been struck off for falsifying the completion date of a transaction in a report to tax authorities in order to avoid a late registration penalty of £100.
Solicitor wrote cheque to himself from client account
A solicitor who was cautioned by the police for fraud after writing a cheque for £2,000 from client account to himself has been struck off by the Solicitors Disciplinary Tribunal.
Solicitors caught in dubious schemes “fail in due diligence”
Solicitors generally fail to carry out due diligence exercises on the people behind what turn out to be dubious investment schemes, a review by the Solicitors Regulation Authority has found.
Solicitor under-declared sale prices to pocket stamp duty
A solicitor who falsified returns to HM Revenue & Customs so as to underpay stamp duty land tax and pocket the difference in a bid to keep his firm afloat has been struck off.
City solicitor suspended after second police cocaine caution
A City solicitor who received a second police caution for possessing cocaine – but failed to report it out of fear of losing his job and marriage – has been banned from practice for a year.
LSB demands greater transparency on practising fees
Legal regulators will have to explain more clearly how they spend their practising certificate fees under revised rules proposed by the Legal Services Board.
67% of solicitors tell Law Society PC fee is not value for money
Two-thirds of solicitors do not consider the practising certificate fee value for money, with many expressing concern at the level being charged given the impact of Covid-19.
SRA shuts down 16-office law firm consolidator
The Solicitors Regulation Authority has today shut down a 16-office law firm consolidator with 180 staff across the country. It is highly unusual for the regulator to intervene in such a large practice.
LeO: Simplest complaints could take over a year to conclude
The Legal Ombudsman has warned that if its poor performance over the last few months continues, it could take more than a year to process even the simplest complaints.
Accountancy body withdraws from legal services regulation
The Association of Chartered Certified Accountants has decided to withdraw from legal services regulation and contract it out to CILEx Regulation, in the first move of its kind.
Blog
Our vision for 2026: A shared approach to AML
We want to see law firms start taking AML compliance as seriously as it deserves. This means treating it not as a tick-box exercise or a procedural necessity, but as a serious part of company culture.
Why later-life divorce requires a distinct professional framework
Later-life divorce, often described as ‘silver splitter’ or ‘grey divorce’ cases, is no longer a marginal feature of family law practice. It challenges long-standing assumptions about how divorce work is done.
Listening, learning and leading The Solicitor’s Charity with care
As I prepare to hand over the mantle of chair of The Solicitor’s Charity next month, it doesn’t feel like an end. Instead, it feels like a wonderful journey.
