Compliance & Regulation


Legal Ombudsman admits recovery will take longer than expected

8 November 2021

Performance at the Legal Ombudsman will get worse before it gets better as the complaints-handler has admitted recovery will take longer than it anticipated.


Major report: Time for targets, not talk, to improve race equality at Bar

5 November 2021

The time for talking about race inequality at the Bar is over and all organisations with a stake in the profession should set specific targets for improvement, a major Bar Council report has concluded.


Carr: Improving diversity of SDT panels a priority

5 November 2021

Improving the diversity of those who sit in the Solicitors Disciplinary Tribunal is “front and centre” of a major recruitment drive, according to the Court of Appeal judge overseeing the process.


Conveyancers introduce ‘polluter pays’ for cost of Legal Ombudsman

5 November 2021

Licensed conveyancers who generate complaints referred to the Legal Ombudsman will have to shoulder more of its cost than those who do not, after the change won approval.


Solicitor struck off for misleading client about settlement

4 November 2021

A solicitor has been struck off after telling a client that her case was ongoing when it had actually settled and using some of the money to pay other clients damages they were not entitled to.


High Court refuses new medical evidence for ex-solicitor’s strike-off appeal

4 November 2021

The High Court has rejected a solicitor’s bid to introduce new expert evidence about his mental state as part of his appeal against being struck off earlier this year.


Solicitor struck off for disabled badge dishonesty

3 November 2021

A solicitor who used a disabled badge that did not belong to him nine times to park near his law firm has been struck off, just a couple of months after another was suspended for the same offence.


Solicitor who “concealed nothing” from elderly client cleared of dishonesty

2 November 2021

A solicitor who “concealed nothing” from an elderly client has been cleared of allegations of dishonesty, recklessness and lack of integrity in his conduct of a conveyancing transaction.


“Deplorable” solicitor struck off for manifest incompetence

1 November 2021

A solicitor condemned by one judge for “wanton failures” to comply with court orders and by another for “the worst case of wholesale failure” he had ever seen, has been struck off.


Firm’s insurer targets fraud exception to defeat £6m claim

29 October 2021

Insurer Axis Specialty Europe is trying to exclude its liability for losses of nearly £6m suffered by a US property company due to a fraud perpetrated by a solicitor.


Barrister sanctioned for own fundamentally dishonest PI claim

29 October 2021

A non-practising barrister who had his personal injury claim thrown out as fundamentally dishonest has been banned for returning to practice for nine months.


Newly qualified left in charge of firm rebuked over client account failures

28 October 2021

A newly qualified solicitor left holding the fort when the sole principal she was working for was hospitalised, has been rebuked after apparent conveyancing frauds happened on her watch.


SRA business plan targets solicitor-advocates and technology

27 October 2021

The Solicitors Regulation Authority is to check the training records of solicitor-advocates working in the higher courts, its latest business plan has revealed.


Barrister struck off over sexual assault on colleague

26 October 2021

A barrister who groped a colleague’s breasts during a night out – for which he was later convicted – and then asked her to lie to help him cover his tracks with his fiancee has been disbarred.


“Slapdash” conveyancer fined £10,000 by SDT

26 October 2021

A solicitor who lost sight of who was her client and whose actions in a conveyancing transaction were described as “slapdash” has been fined £10,000.

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Blog


The SRA and privileged material – this is not the end

All disclosure to the SRA must now exclude privileged material, which will not only hamper investigations but also cause additional work for firms providing disclosure.


Legal Ombudsman fee reforms risk widening the justice gap

Charging firms simply because a complaint moves through the process weakens the present connection between fees and fault. It could also encourage firms to settle for commercial reasons.


Why upfront information could transform home buying

The success of upfront property information will depend on more than simply making the information available.