Compliance & Regulation


Government eyes regulating the law’s unregulated providers

16 September 2020

The Ministry of Justice is considering whether to create a register of unregulated providers of legal services and give their clients access to redress if things go wrong, it emerged yesterday.


Solicitor who raided client’s estate to pay debts is struck off

16 September 2020

A solicitor who used £100,000 from a client’s estate to pay debts to HM Revenue & Customs and an indemnity insurer before closing his firm has been struck off.


PI solicitor “compromised independence” in dealings with CMC

15 September 2020

A personal injury solicitor has been sanctioned for allowing the claims management company that supplied almost all of his work to dictate the terms of clients’ engagement with his firm.


Convicted conveyancer struck off for facilitiating mortgage fraud

15 September 2020

A conveyancer who recklessly facilitated a mortgage fraud before being convicted of three money laundering offences and then failing to surrender to bail has been struck off.


Firm fined for secretly charging clients to repay loan

14 September 2020

A law firm which surcharged more than 2,000 clients to help repay the loan it took out for a new case management system has been fined £30,000 by the Solicitors Regulation Authority.


High Court rejects challenge to foreign in-house lawyers’ privilege

14 September 2020

Legal advice privilege extends to communications with foreign lawyers working in-house even if they are not recognised or regulated as “professional lawyers”, the High Court has ruled.


Solicitor used jailed client’s money to prop up firm

11 September 2020

A criminal law solicitor who used money from a jailed client for an appeal to stabilise his firm’s “precarious financial position” has been struck off by the Solicitors Disciplinary Tribunal.


“Caring” solicitor undone by accounting system

10 September 2020

A “passionate, caring and in many respects competent” solicitor, whose firm got into a financial mess in part because of the accounting software she used, has escaped removal from practice.


CMA unveils progress review of competition in legal market

9 September 2020

The Competition and Markets Authority today announced a three-month review of the progress made in improving competition in the legal services sector for consumers and small businesses.


SRA fines leading firm for money laundering check failures

9 September 2020

Well-known law firm Taylor Vinters has been fined by the Solicitors Regulation Authority for failing to undertake proper money laundering checks on millions of pounds paid into its client account.


Solicitor launches unregulated nanotech firm

9 September 2020

A solicitor has launched what he believes is the first legal consultancy in the UK devoted entirely to nanotech firms, the latest to use the rules that allow solicitors to practise from unregulated firms.


“Extremely drunk” senior partner touched and kissed paralegal

8 September 2020

The “extremely drunk” senior partner of a London law firm has been fined £10,000 for touching a paralegal on the bottom and kissing her on the neck while sitting next to her in a bar.


Gary Senior case: “An extraordinary abuse of position,” says SDT

7 September 2020

The former managing partner of Baker McKenzie’s London office committed “an extraordinary abuse of position” by sexually harassing a junior fee-earner in his hotel room, the SDT has ruled.


Climate protest lawyers block Chancery Lane

7 September 2020

Lawyers for Extinction Rebellion blocked Chancery Lane outside the Law Society on Friday to highlight concerns about the potential impact on lawyers’ careers of being arrested for peaceful protests.


LeO presses ahead with plan to publish decisions in full

7 September 2020

The Legal Ombudsman is to press ahead with plans to publish its full decisions, as well as annual reviews of the most complained-about lawyers and firms, it has decided.

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