Compliance & Regulation

Regulators should assure non-authorised people who may have inadvertently conducted litigation as found by Mazur that they will not face criminal prosecution or disciplinary action.

The Solicitors Disciplinary Tribunal has removed restrictions on a solicitor who, after being suspended for three years, became a compliance consultant.

The Solicitors Regulation Authority has not kicked changes to client account – and the interest solicitors earn on it – into the long grass, its chair warned solicitors yesterday.

Regulation by the Financial Conduct Authority for anti-money laundering will feel “very different” for law firms, the Solicitors Regulation Authority’s chief executive has predicted.

The chief executive of the Solicitors Regulation Authority said yesterday that he did consider resigning in the wake of the report on SSB Law but decided that “it wasn’t the right thing”.

The Mazur ruling likely came about because the Legal Services Act 2007 inadvertently failed to codify what had been custom in the legal profession for a long time, two experts have argued.

The Financial Conduct Authority is to take over responsibility for supervising lawyers’ anti-money laundering activities, the government announced today.

A self-confessed “cowardly” solicitor who lied to a client for more than 10 years after her medical negligence claim was thrown out has been struck off.

The collapse of SSB Law and the SRA’s failures in supervising it demand “decisive reform” to restore public confidence, the Legal Services Consumer Panel has warned.

Accountability for the Solicitors Regulation Authority’s failures in its supervision of SSB Law “must go further”, the group representing its former clients has said.

A struck-off solicitor and former deputy district judge who defrauded his clients at two law firms of nearly £400,000 over the course of 17 years has been jailed for four years.

The Solicitors Regulation Authority has apologised for failures in its oversight of SSB Law and is set to be censured for them by the Legal Services Board.

We summarise the key findings of the Carson McDowell report into the SRA’s handling of SSB and the recommendations it makes to avoid a repeat.

At the heart of the report into the SRA’s handling of SSB Law is the argument that the regulator missed opportunities to act earlier. This is what happened and when.

Survivors of sexual and gender-based violence in the UK should get legal aid to defend themselves against SLAPPs, a report has argued, calling also for more action by legal regulators.