Compliance & Regulation
Womble Bond partners fined over client account failures
A former partner at Womble Bond Dickinson has been fined for using the firm’s client account as a banking facility, as has a current partner who unwittingly took over after he left.
Solicitor used ‘rubber’ cheques to hide client money misuse
A solicitor who moved client funds around different accounts to hide the money he was taking for himself – and caused pay-outs from the SRA Compensation Fund – has been struck off.
SRA “may not allow” firms to recharge cost of negative interest rates
The Solicitors Regulation Authority may not allow solicitors to pass on to clients the cost of holding their money if negative interest rates become a reality, an official has suggested.
“Genius” solicitor struck off after threatening to “end the SRA”
A solicitor has been struck off after trying to intimidate an officer from the Solicitors Regulation Authority by saying he was “genius level talent” who would sue the officer and “end the SRA”.
Insurer fails in aggregation argument over partner’s multi-million pound thefts
The High Court has refused to aggregate as one claim various actions a Yorkshire law firm’s indemnity insurer is facing because of a multi-million pound fraud run by one of its partners.
Clients chose solicitor to be their “puppet” in dubious transaction
An immigration lawyer who made what he described as “huge money” by facilitating a dubious international finance transaction has been suspended indefinitely by a tribunal.
Solicitor suspended after struck-off brother takes blame
A solicitor who overcharged two estates by £275,000 has been struck off, but his partner – and younger brother – has avoided the same sanction after saying he was “too trusting”.
Prepare now for negative interest rates, law firms told
Law firms have been urged to change their retainers now so they can charge clients for holding their money, given the “possibility, if not likelihood” of negative interest rates.
Barrister avoids disbarment despite expenses fraud conviction
An employed barrister convicted of fraud after claiming expenses he was not entitled to has avoided being thrown out of the profession by a Bar disciplinary tribunal.
SRA puts consolidator into liquidation owing £17m
The 16-office law firm consolidator shut down by the Solicitors Regulation Authority in August has been placed into liquidation owing creditors nearly £17m.
Solicitor admits losing control of his firm’s accounts
A solicitor who said he was “unable to take control” of his firm’s accounts when he started receiving client money – he admitted not knowing interest should be paid to clients – has been fined £10,000.
Solicitor who changed dates of charges with Tipp-Ex struck off
A property lawyer who used Tipp-Ex to change the dates of charges he needed to register at Companies House has been struck off by the Solicitors Disciplinary Tribunal.
Appeal over failure to award indemnity costs against SRA
A solicitor who obtained a rare costs award against the SRA is to ask the High Court to rule that the Solicitors Disciplinary Tribunal was wrong to say it could not award them on the indemnity basis.
“Not all mistakes are misconduct”, says SDT as it clears solicitor
Not all mistakes made by solicitors are professional misconduct, the Solicitors Disciplinary Tribunal has ruled in dismissing allegations that an assistant misled the court.
Record fine for Co-op Legal Services after indemnity principle breach
Co-operative Legal Services has been fined nearly £144,000 for recovering more costs in personal injury claims than it was entitled to – the largest fine the SRA has ever handed out to an ABS.
Blog
Our vision for 2026: A shared approach to AML
We want to see law firms start taking AML compliance as seriously as it deserves. This means treating it not as a tick-box exercise or a procedural necessity, but as a serious part of company culture.
Why later-life divorce requires a distinct professional framework
Later-life divorce, often described as ‘silver splitter’ or ‘grey divorce’ cases, is no longer a marginal feature of family law practice. It challenges long-standing assumptions about how divorce work is done.
Listening, learning and leading The Solicitor’s Charity with care
As I prepare to hand over the mantle of chair of The Solicitor’s Charity next month, it doesn’t feel like an end. Instead, it feels like a wonderful journey.
