Compliance & Regulation


Bid to improve consistency of sanctions for sexual and racial misconduct

26 January 2022

The Legal Services Board is aiming to reduce inconsistencies in the sanctions imposed across the legal profession in cases such as sexual misconduct, racial harassment and bullying.


Barrister suspended for lewd comments to mini-pupil fails in appeal

25 January 2022

The High Court has rejected an appeal from a criminal law barrister suspended for six months by a Bar disciplinary tribunal for lewd comments to a female mini-pupil.


Accountancy body refused permission to exit probate regulation

25 January 2022

The Legal Services Board has refused to ‘de-designate’ an accountancy body as a probate regulator over concerns that its members are now practising unregulated.


Solicitor “failed to notice” client’s judicial review had been struck out

25 January 2022

A solicitor who admitted “not having noticed” that his client’s judicial review had been struck out and not working on the case for almost two years has been fined £12,500.


Race disparity remains as first SQE results are unveiled

24 January 2022

The results for the first ever Solicitors Qualifying Examination assessment showed that, as with the legal practice course, race is a major factor in success. Some 53% passed in all.


High-profile City litigator fails in appeal against strike-off

24 January 2022

A former high-profile City litigator has failed in his appeal against being struck off for using a client’s divorce settlement to fund his ventures to pursue digital dispute resolution.


Law firms helping oligarchs suppress criticism “a cancer”, says MP

21 January 2022

The government needs to “end the cancer” of high-end law firms selling “intimidation services” to oligarchs and others trying to use the legal system to silence journalists and critics, MPs heard yesterday.


Lawyer jailed after defying order to hand over firm’s files to SRA

21 January 2022

A lawyer has been jailed for 13 months after showing a “brazen disregard” for his regulator by failing to hand over his firm’s files to the Solicitors Regulation Authority.


Partners fined for letting non-lawyer take control of group litigation

20 January 2022

Two partners in a former City law firm have each been fined £7,500 for allowing a non-lawyer to have sole and unsupervised conduct of multi-jurisdictional group litigation involving 1,500 clients.


Lawyers hits back at attacks by international bodies on privilege

20 January 2022

Multiple international bodies are seeking to undermine both legal professional privilege and the independent regulation of the profession, a global lawyers group has warned.


Solicitor struck off for taking advantage of elderly client

19 January 2022

A solicitor who attempted to sell an elderly client’s house to her own civil partner at an undervalue, and was the sole beneficiary of the client’s will that she drafted, has been struck off.


MoJ threatened with fine over huge data request backlog

19 January 2022

The Information Commissioner has threatened to fine the Ministry of Justice if it fails to deal with thousands of outstanding subject access requests.


Barrister disbarred for false judicial review promise

19 January 2022

A non-practising barrister has been disbarred for dishonesty, after falsely persuading a client he would bring judicial review proceedings.


Solicitor who “accidentally bought run-off cover” struck off

18 January 2022

The solicitor at the centre of a collapsed dishonesty prosecution in 2019 has been struck off for dishonesty after a second prosecution for new offences, including practising without insurance.


Conveyancers might be forced to buy cyber-insurance in PII rejig

18 January 2022

The Council for Licensed Conveyancers has mooted requiring law firms to purchase standalone cyber-insurance as “evolving forms of cyber-risk” become more complex.

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Blog


The SRA and privileged material – this is not the end

All disclosure to the SRA must now exclude privileged material, which will not only hamper investigations but also cause additional work for firms providing disclosure.


Legal Ombudsman fee reforms risk widening the justice gap

Charging firms simply because a complaint moves through the process weakens the present connection between fees and fault. It could also encourage firms to settle for commercial reasons.


Why upfront information could transform home buying

The success of upfront property information will depend on more than simply making the information available.