Compliance & Regulation


Beckwith wins appeal – conduct was inappropriate but did not breach code

27 November 2020

The High Court has overturned the decision that former Freshfields partner Ryan Beckwith breached the SRA code of conduct by having drunken sex with a junior lawyer at the firm.


Reality of law firms’ approach to AML not living up to their policies

26 November 2020

There is a difference between many law firms’ anti-money laundering policies and procedures, and what actually happens in practice, the Solicitors Regulation Authority has found.


Partners saw £100m pass through client account from car park scheme

26 November 2020

Two partners who saw more than £100m pass through their firm’s client account for a car parking and storage pod investment scheme have been fined for misconduct.


Investment schemes causing “huge number” of claims

25 November 2020

Dubious investment schemes involving solicitors are becoming “far more sophisticated” and leading to a “huge number of claims” on the Compensation Fund, the SRA has warned.


‘Upskirting’ Brexit barrister banned for six months

25 November 2020

A senior government barrister, who was one of the first people convicted of ‘upskirting’, has been banned from returning to practice for six months after he completes his sentence.


Quality of AML reports from solicitors “getting worse”

24 November 2020

The quality of one of the two main kinds of anti-money laundering reports made by solicitors has got significantly worse, a senior manager at the National Crime Agency said yesterday.


Commercial property solicitor’s “outrageous failure” leads to strike-off

23 November 2020

A solicitor whose conduct of several property transactions has triggered multi-million-pound negligence claims against his former firm has now been struck off.


PII market “only getting harder” after 17% premium increase

23 November 2020

The market for professional indemnity insurance is likely to continue to worsen but future premium rises should not be at the average of 17% seen this autumn, a leading broker has predicted.


Solicitor ordered to repay small part of legal aid fraud proceeds

23 November 2020

A solicitor and her partner who defrauded a law firm and the Legal Aid Agency of almost £95,000 in a translation scam will have to repay just £5,584, a court decided last week.


Solicitor “proud” to have run £3.4m loan scheme with client cash

18 November 2020

A solicitor who loaned £3.4m from clients’ estates and private lenders to other clients and “known individuals” – a broking operation he had carried out for decades – has been struck off.


High Court overturns “flawed” SDT decision to clear solicitor

17 November 2020

The Solicitors Disciplinary Tribunal “fell into serious error” in finding no case to answer against a solicitor accused of making a fraudulent costs claim, the High Court has ruled.


“Reckless” conveyancer agrees to leave profession

16 November 2020

A “reckless” solicitor who admitted registering properties with the wrong purchase price and failing to carry out anti-money laundering checks has agreed to leave the profession.


SRA sees small firm practitioners as “easy targets”

12 November 2020

The SRA has come under fire for how it deals with sole practitioners and solicitors at small firms, with the chair of the Society of Black Lawyers saying they were seen as “easy targets”.


Suspended solicitor who “went too far” is struck off

12 November 2020

A solicitor who admitted that he “had gone too far and had done too much” by practising while suspended has been struck off, while his supervising partner has been suspended.


Public does not “fully understand” role of SRA

11 November 2020

Members of the public still do not “fully understand” the role of the Solicitors Regulation Authority and leads to complaints about its service, the organisation’s independent reviewer has found.

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