Compliance & Regulation


Solicitors convicted of fraud ordered to repay £205,000

24 February 2022

Two solicitors who were jailed for stealing thousands of pounds from their firm have now been ordered to pay back more than £200,000.


QC among buyers of “less itchy” vegan wigs

24 February 2022

A QC is among the first buyers of a new hemp wig, made without the traditional horse hair and developed by a vegan barrister, as the debate over whether wigs should be compulsory has heated up.


“Reckless” solicitor fined for role in scheme offering 1,000% return

23 February 2022

A veteran solicitor who provided banking facilities through his client account for a scheme promising investors a 1,000% return has been fined.


Solicitor struck off after housing fraud conviction

22 February 2022

A solicitor and former councillor jailed for housing fraud has accepted that he must now be struck off the roll. The former Duncan Lewis lawyer had been sentenced to 16 months.


SRA obtains disclosure order in Post Office lawyers investigation

21 February 2022

The Solicitors Regulation Authority has stepped up its probe of solicitors who acted for the Post Office during the sub-postmasters’ scandal, it has emerged.


Solicitor overturns disciplinary tribunal’s dishonesty finding

21 February 2022

A solicitor suspended for a year after a tribunal ruled he had acted dishonestly in signing a declaration on behalf of one of his firm’s directors has successfully challenged the decision.


Legal Ombudsman eyes major shake-up of rules to help tackle backlog

18 February 2022

Plans for major shake-up of the rules of the Legal Ombudsman, including reducing the time limit to bring complaints from six years to one, have been unveiled.


Parking charges law firm fined for unallocated payments from drivers

18 February 2022

A law firm which specialises in the recovery of unpaid parking fines has been fined £15,000 for delays in investigating unallocated payments from debtors totalling nearly £130,000 at one point.


SDT’s ‘miscarriage of justice’ concern over higher SRA fining power

17 February 2022

The Solicitors Disciplinary Tribunal has called for any new internal fining powers for the Solicitors Regulation Authority to be limited to £7,000, rather than the proposed £25,000.


“Hysterical woman” barrister to argue free speech in reprimand appeal

14 February 2022

The barrister reprimanded for describing his opponent’s instructing lawyer as a “hysterical woman” says he is being “persecuted for expressing inconvenient truths”.


Law Society backs “moderate” increase in SRA fining powers

14 February 2022

The Law Society has backed a “moderate” increase in the Solicitors Regulation Authority’s fining powers to between £5,000 to £7,500, rather than its proposed £25,000.


Non-lawyer owner banned from ABSs over secret profit ruling

11 February 2022

A non-lawyer owner of a law firm that has been hugely successful in running PPI claims has been banned from working for ABSs after he made secret profits from it.


LeO delays publishing decisions until it achieves “operational stability”

11 February 2022

The Legal Ombudsman will publish its decisions in full, but not until “operational stability” has been achieved, it has emerged.


“Overworked” barrister partner disbarred over Trump case dishonesty

11 February 2022

A “high-flying” barrister partner at a City law firm who fabricated a court order was unable to cope with her workload but this did not excuse her misconduct, a Bar tribunal has found.


Male barrister reprimanded for “hysterical woman” jibe at lawyer

10 February 2022

A male barrister has been reprimanded for describing his opponent’s instructing lawyer as a “hysterical woman” and female lawyers more generally as intemperate.

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Blog


The SRA and privileged material – this is not the end

All disclosure to the SRA must now exclude privileged material, which will not only hamper investigations but also cause additional work for firms providing disclosure.


Legal Ombudsman fee reforms risk widening the justice gap

Charging firms simply because a complaint moves through the process weakens the present connection between fees and fault. It could also encourage firms to settle for commercial reasons.


Why upfront information could transform home buying

The success of upfront property information will depend on more than simply making the information available.