Compliance & Regulation


Non-lawyer owner banned from ABSs over secret profit ruling

11 February 2022

A non-lawyer owner of a law firm that has been hugely successful in running PPI claims has been banned from working for ABSs after he made secret profits from it.


LeO delays publishing decisions until it achieves “operational stability”

11 February 2022

The Legal Ombudsman will publish its decisions in full, but not until “operational stability” has been achieved, it has emerged.


“Overworked” barrister partner disbarred over Trump case dishonesty

11 February 2022

A “high-flying” barrister partner at a City law firm who fabricated a court order was unable to cope with her workload but this did not excuse her misconduct, a Bar tribunal has found.


Male barrister reprimanded for “hysterical woman” jibe at lawyer

10 February 2022

A male barrister has been reprimanded for describing his opponent’s instructing lawyer as a “hysterical woman” and female lawyers more generally as intemperate.


SRA warns law firms over “wholly unreasonable workloads”

9 February 2022

The Solicitors Regulation Authority has warned law firms that imposing “wholly unreasonable workloads or targets” on staff could result in disciplinary action.


Bar chief: LSB competence push “risks infringing Legal Services Act”

9 February 2022

The chair of the Bar Council has warned the Legal Services Board that it risks infringing the Legal Services Act if it demands that regulators impose new competence regimes without sufficient evidence.


Law students concerned by “low” SQE pass rate

9 February 2022

The pass rate of 53% achieved by the first group of candidates to sit part one of the Solicitors Qualifying Exam is viewed as “low” by students, an SQE training provider has said.


Solicitor who used disbursement cash to prop up PI firm struck off

8 February 2022

A solicitor who did not pay outstanding disbursements for seven years, using them instead to prop up his personal injury firm, has been struck off.


Pandemic hit lowest-earning barristers hardest as big pay gaps persist

8 February 2022

The pandemic has had more of an impact on incomes at the lower-earning end of the Bar than among the big billers, according to new research by the Bar Standards Board.


Funder fails in claim to recover losses from firm’s indemnity insurer

4 February 2022

The funder of a law firm that went bust owing it £1.6m has failed in an attempt to recover the money from the practice’s professional indemnity insurer.


Leading firm acted for client without obtaining authority

3 February 2022

A well-known law firm acted for a client without receiving signed authority from him, having relied on his aunt to provide identification documents, it has emerged.


“Real challenges” for large law firms in improving diversity, says SRA

2 February 2022

The biennial snapshot of the solicitors’ profession shows the “real challenges” for large firms in making progress towards diversity, the Solicitors Regulation Authority has said.


Tribunal rejects return to roll for ex-solicitor 30 years after leaving

2 February 2022

The Solicitors Disciplinary Tribunal has rejected an application for restoration to the roll from an ex-solicitor who it had sanctioned three times and had been convicted of fraud.


Ex-regulator predicts big firm listing and urges fast lawtech approvals

31 January 2022

A top-10 law firm will float on the stock market in the next couple of years, a senior former legal regulator has predicted. He also argued for rapid regulatory authorisation for lawtech start-ups.


Mishcon puts listing on ice as tribunal explains firm’s £25,000 fine

31 January 2022

Mishcon de Reya was in the news last week as its planned stock market listing was delayed and the Solicitors Disciplinary Tribunal published the reasons for fining the London firm £25,000.

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