Compliance & Regulation
High Court: Law firm was not operating collective investment scheme
A law firm which did the conveyancing work on two failed off-plan housing developments was not operating an unregulated collective investment scheme, the High Court has ruled.
Solicitor who lied to client, SRA and insurers struck off
A solicitor who lied to her client about the progress of her case and then to the Solicitors Regulation Authority about it, and later to professional indemnity insurers, has been struck off.
Solicitor who retrospectively witnessed signatures is fined £20,000
A solicitor who ‘witnessed’ the signatures of a client’s father that were already on property documents, without checking their authenticity, has been fined £20,000.
“Inept” solicitor transferred money in breach of court order
A “seriously inept” solicitor who transferred money to another law firm’s client account, in breach of a court order that his firm should hold it, has been fined £8,000.
Fines for partners who charged clients for indemnity insurance
Three partners have been fined for charging conveyancing clients for the firm’s indemnity insurance, as well as “variable sums” for filling out a simple standard form.
Solicitor allowed use of client account as £4.6m banking facility
A solicitor who let his firm’s client account be used as a banking facility for payments from clients’ investors totalling over £4.6m has been fined £15,000.
Another SRA prosecution fails but regulator avoids costs order
The Solicitors Regulation Authority was justified in prosecuting two law firm partners even though all of the allegations were dismissed, a tribunal has ruled.
Email attachments are not privileged just because message is
The Supreme Court has refused to interfere in a ruling that legal professional privilege which covers an email does not extend to any attachments.
Solicitor who misled tribunals on Ugandan law is struck off
A solicitor who misled the First-tier and Upper Tribunals in immigration cases about anti-gay legislation in Uganda has been struck off by the Solicitors Disciplinary Tribunal.
Veteran solicitor practised without insurance
A sole practitioner in his 70s has been struck off after practising for over six months without professional indemnity insurance, despite telling others he had cover.
Herbert Smith paralegal banned for fake overtime approval
A former paralegal at City giant Herbert Smith Freehills has been banned from the solicitors’ profession after submitting multiple overtime claims with fake approvals on them.
Transparency failures put three firms in the dock
Law firms in London, Manchester and Bath have become the first sanctioned for failing to publish price and service information, with compliance made a condition of their authorisation.
Prosecution of A&O partner over Weinstein NDA stayed
A disciplinary tribunal has stayed proceedings against an Allen & Overy partner over the infamous non-disclosure agreement he helped negotiate on behalf of Harvey Weinstein, because of ill-health.
SDT “wrong” to strike out prosecution of Law Society president
The Solicitors Disciplinary Tribunal was wrong to throw out a private prosecution brought by a former client against the current president of the Law Society, the High Court has ruled.
Solicitor fined for role in £29m off-plan development schemes
A solicitor has been fined £8,000 for failing to advise clients of the risks inherent in three off-plan development schemes which were not completed, putting nearly £30m at risk.
Blog
Our vision for 2026: A shared approach to AML
We want to see law firms start taking AML compliance as seriously as it deserves. This means treating it not as a tick-box exercise or a procedural necessity, but as a serious part of company culture.
Why later-life divorce requires a distinct professional framework
Later-life divorce, often described as ‘silver splitter’ or ‘grey divorce’ cases, is no longer a marginal feature of family law practice. It challenges long-standing assumptions about how divorce work is done.
Listening, learning and leading The Solicitor’s Charity with care
As I prepare to hand over the mantle of chair of The Solicitor’s Charity next month, it doesn’t feel like an end. Instead, it feels like a wonderful journey.
