Compliance & Regulation


Tribunal refuses to allow return to practice for suspended solicitor

21 March 2022

A solicitor suspended from practice almost a decade ago has been refused re-entry to the profession due to doubts about whether he is ready for it.


Ukraine crisis exposes law firms “going too far” in clients’ interests

18 March 2022

Some law firms have gone too far in pursuing their clients’ interests, but the need for solicitors to act in the public interest as well is becoming more important, a debate on the impact of the Ukraine crisis heard.


Suspension for prosecutor who accessed files about ex-wife’s partner

18 March 2022

A former senior Crown prosecutor who was convicted of unlawfully accessing files relating to convictions of his ex-wife’s partner has been suspended from practice.


Government puts focus on SRA over solicitors handling SLAPPs

18 March 2022

Addressing so-called SLAPPs is “a behavioural issue requiring regulatory interventions” against lawyers as much as using legislation, the government has said.


Solicitor intercepted complaint about her work sent to firm’s COLP

17 March 2022

A solicitor who intercepted a complaint about her sent to her firm’s compliance officer for legal practice, and then replied from his email address, has been struck off.


Call for “robust plan” to tackle lawyer incompetence in high-risk areas

17 March 2022

The Legal Services Consumer Panel has called for a “robust plan” to tackle incompetence by lawyers in “high-risk areas”, such as immigration and criminal advocacy.


“Mmm, I like what I see” – solicitor made sexual comments to interviewee

16 March 2022

A male law firm owner has been fined for saying “mmm, I like what I see” to a young woman applying for a paralegal position and telling her he only employed “beautiful women”.


Supreme Court upholds solicitors’ lien in ‘uncontested’ cases

16 March 2022

A law firm handling uncontested flight delay claims did have an equitable lien over the compensation, the Supreme Court has ruled, overturning the Court of Appeal.


Barrister reprimanded and fined for mocking more junior opponent

16 March 2022

A barrister who mocked opposing counsel in her submissions to an employment tribunal and sighed loudly while her opponent was speaking has been reprimanded and fined.


Partner fined for AML and banking facility failures

15 March 2022

A partner in a London law firm has been fined £25,000 for allowing its client account to be used as a banking facility and failing to make adequate identity checks.


Union presses for formal recognition by LeO amid “escalating crisis”

11 March 2022

The Legal Ombudsman is in crisis but “refusing to acknowledge serious and fundamental concerns” facing the organisation, the Public and Commercial Services union has warned.


SRA: “Lack of trust and visibility” in online self-help legal tools

11 March 2022

There is a lack of trust and visibility of interactive self-help legal tools that are being developed to help access to justice, such as chatbots and online documents, the SRA has found.


Top criminal law firm fined £98,000 for cyber-security “negligence”

10 March 2022

Leading criminal law firm Tuckers has been fined £98,000 by the Information Commissioner after a ransomware attack that encrypted nearly a million files exploited its “negligent security practices”.


Law firms should register deals affecting national security, says QC peer

10 March 2022

The government said yesterday it would consider a barrister peer’s call for law firms to register their work on transactions that cover areas of national security.


“Reckless” solicitor suspended for misleading £2.9m costs bill

9 March 2022

A solicitor who was “reckless” as to whether the court might be misled over a £2.9 costs bill has been suspended for 12 months by the Solicitors Disciplinary Tribunal.

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Blog


The SRA and privileged material – this is not the end

All disclosure to the SRA must now exclude privileged material, which will not only hamper investigations but also cause additional work for firms providing disclosure.


Legal Ombudsman fee reforms risk widening the justice gap

Charging firms simply because a complaint moves through the process weakens the present connection between fees and fault. It could also encourage firms to settle for commercial reasons.


Why upfront information could transform home buying

The success of upfront property information will depend on more than simply making the information available.