Compliance & Regulation


LegalZoom is first business to have ABSs in England and the US

4 October 2021

LegalZoom has become the first business to have an alternative business structure license in both the US and England and Wales after winning approval in the pioneering state of Arizona.


Scotland mulls single regulator for all lawyers

4 October 2021

The possibility of a single regulator for all lawyers in Scotland – and the title of ‘lawyer’ having statutory protection – is being canvassed by the Scottish government.


SRA bans non-solicitors for theft, fabrication and forgery

1 October 2021

The Solicitors Regulation Authority has banned a string of non-solicitors from working in the profession for dishonesty, including theft of electronic devices, fabricating letters and faking a client’s signature.


Solicitor misled own relatives about their conveyancing fees

30 September 2021

A conveyancing solicitor who misled clients he was related on how their fees would be calculated has been fined by the Solicitors Regulation Authority.


Rebuke for solicitor whose failures inadvertently facilitated fraud

29 September 2021

A solicitor’s failure to conduct proper client ID checks and to confirm that the client owned the property he said he did inadvertently facilitated a fraud, it has emerged.


Barrister disbarred after council tax conviction

29 September 2021

A barrister convicted of failing to disclose a change in her circumstances for the purposes of council tax, and who was then found to have lied at a re-hearing, has been disbarred.


30% of barristers have faced bullying, harassment and discrimination

28 September 2021

Nearly one in three barristers have personal experience of bullying, harassment and/or discrimination in the past two years, Bar Council research has revealed.


Treasury rejects SRA and Law Society pleas over economic crime levy

27 September 2021

The government has rejected a call from the Solicitors Regulation Authority that small law firms should have to pay its new economic crime levy.


SRA launches investigations into 10% of firms checked for AML compliance

24 September 2021

More than 10% of law firms whose compliance with anti-money laundering rules was checked by the Solicitors Regulation Authority in the last year have been referred for investigation


“Patronising” solicitor struck off for comments made to young women

23 September 2021

A “patronising” solicitor who made multiple “racially, ethnically or religiously motivated comments” to young women at an event – whom he later accused of being ‘woke’ – has been struck off.


Regulators issue new standards to improve practice in coroner’s courts

23 September 2021

The Bar Standards Board, the Solicitors Regulation Authority and CILEx Regulation have joined forces in a bid to improve the standard of practice in coroner’s courts.


Compensation funds could be “wiped out”, panel warns

23 September 2021

The Legal Services Consumer Panel has warned that interim compensation funds put in place by two of the smaller legal regulators could be quickly “wiped out”.


Would-be pupil withdraws discrimination claim after tribunal ruling

22 September 2021

An employment tribunal has refused to strike out a claim that a chambers discriminated against a pupillage applicant who had previous dealings with the QC who headed the pupillage committee.


SRA board to shrink to just nine members

22 September 2021

Decisions on the regulation of solicitors will be made by just nine people from next year, the smallest the board of the Solicitors Regulation Authority has ever been.


Solicitor struck off after overcharging clients for stamp duty

22 September 2021

A solicitor who overcharged a client for their stamp duty and paid the excess to an unknown third party has been struck off. He also lied to the SRA about his whereabouts to avoid answering its questions.

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