Compliance & Regulation


Public access barrister suspended over “hostile emails” to solicitors

13 July 2021

A public access barrister who engaged in “unnecessarily hostile and antagonistic correspondence” with opposing solicitors has been suspended for six months.


Law firm boss avoid costs order after losing whistleblowing claim

12 July 2021

A law firm chief executive who lost his claim that he was fired for making protected disclosures has escaped a costs order even though a tribunal said it had no reasonable prospects of success.


Public supports stronger ongoing competence checks for lawyers

9 July 2021

There is near unanimity among the public that lawyers should have to demonstrate more actively than now that they remain competent throughout their careers, the Legal Services Board has found.


Law firm swaps regulator after enduring “bumpy journey”

8 July 2021

A family law practice started by two solicitors has divorced the Bar Standards Board as its regulator and taken up with the Solicitors Regulation Authority after difficulties beset the relationship.


Barrister suspended over Royal baby tweets returns to work

7 July 2021

The barrister suspended from the innovative family law business she founded after being accused of making racist comments about the latest Royal baby has returned to work.


Solicitor jailed for stamp duty land tax fraud

7 July 2021

A solicitor who falsified returns to HM Revenue & Customs so as to underpay stamp duty land tax and pocket the difference has been jailed for more than three years.


BSB more likely to raise complaints against minority ethnic barristers

7 July 2021

Minority ethnic barristers remain more likely than their White counterparts to be subject to complaints raised by the Bar Standards Board, with men more likely than women, new research has shown.


Insurance giant’s ABS hit with fine for money laundering failure

6 July 2021

The alternative business structure owned by global insurance services firm Crawford & Company has been fined for failing to confirm that it had a compliant anti-money laundering risk assessment.


CA upholds privilege claim to information extracted from solicitor “by deception”

6 July 2021

The Court of Appeal has upheld a decision that correspondence between solicitors a judge found involved “an element of deception” as to its real purpose was covered by litigation privilege.


Solicitor struck off after child pornography and cannabis convictions

1 July 2021

A solicitor who received a suspended jail sentence after being convicted of making indecent images of children and producing cannabis has been struck off.


Lawyers should have to take competence tests “every 10 years”

30 June 2021

Lawyers should have to take online tests every 10 years to prove that they remain competent in their specialist fields, the chair of the Legal Services Consumer Panel said yesterday.


Solicitor jailed for defrauding firm of £2.3m over seven years

29 June 2021

A partner who defrauded his firm of £2.3m over seven years – some of which was done with the help of a client – has been jailed for four years and also struck off as a solicitor.


Solicitor rebuked for failing to report staff member’s conviction

28 June 2021

A solicitor who failed to report that a fee-earner he employed had been convicted of an immigration offence has been rebuked by the Solicitors Regulation Authority.


Solicitors fined for failing to prevent £3.3m property fraud

24 June 2021

Two directors of an alternative business structure have been fined for not supervising a branch office where a fellow director and a bogus solicitor carried out a £3.3m property fraud.


SRA fines six firms for failing to provide AML compliance declaration

24 June 2021

The Solicitors Regulation Authority has published details of fines levied against six law firms for failing to confirm in time that they had a compliant anti-money laundering firm-wide risk assessment.

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