Compliance & Regulation


Nearly 1,200 students sign up to first SQE sitting

8 October 2021

Nearly 1,200 people have signed up to take the first ever Solicitors Qualifying Examination assessment in November, the Solicitors Regulation Authority has revealed.


Second paralegal at firm banned for falsifying time records

7 October 2021

A second paralegal working at National Accident Law has been banned from the profession for charging clients for more calls than she actually made.


Non-practising barrister fined for calling herself “barrister-at-law”

6 October 2021

A non-practising barrister has been reprimanded and fined for describing herself as a “barrister at law” on emails and telling a client she could represent her.


Sister and brother struck off for work on dubious investment schemes

5 October 2021

A sister and brother have been struck off as solicitors for putting their own financial interests ahead of clients who lost money in dubious parking space and storage pod investment schemes.


LegalZoom is first business to have ABSs in England and the US

4 October 2021

LegalZoom has become the first business to have an alternative business structure license in both the US and England and Wales after winning approval in the pioneering state of Arizona.


Scotland mulls single regulator for all lawyers

4 October 2021

The possibility of a single regulator for all lawyers in Scotland – and the title of ‘lawyer’ having statutory protection – is being canvassed by the Scottish government.


SRA bans non-solicitors for theft, fabrication and forgery

1 October 2021

The Solicitors Regulation Authority has banned a string of non-solicitors from working in the profession for dishonesty, including theft of electronic devices, fabricating letters and faking a client’s signature.


Solicitor misled own relatives about their conveyancing fees

30 September 2021

A conveyancing solicitor who misled clients he was related on how their fees would be calculated has been fined by the Solicitors Regulation Authority.


Rebuke for solicitor whose failures inadvertently facilitated fraud

29 September 2021

A solicitor’s failure to conduct proper client ID checks and to confirm that the client owned the property he said he did inadvertently facilitated a fraud, it has emerged.


Barrister disbarred after council tax conviction

29 September 2021

A barrister convicted of failing to disclose a change in her circumstances for the purposes of council tax, and who was then found to have lied at a re-hearing, has been disbarred.


30% of barristers have faced bullying, harassment and discrimination

28 September 2021

Nearly one in three barristers have personal experience of bullying, harassment and/or discrimination in the past two years, Bar Council research has revealed.


Treasury rejects SRA and Law Society pleas over economic crime levy

27 September 2021

The government has rejected a call from the Solicitors Regulation Authority that small law firms should have to pay its new economic crime levy.


SRA launches investigations into 10% of firms checked for AML compliance

24 September 2021

More than 10% of law firms whose compliance with anti-money laundering rules was checked by the Solicitors Regulation Authority in the last year have been referred for investigation


“Patronising” solicitor struck off for comments made to young women

23 September 2021

A “patronising” solicitor who made multiple “racially, ethnically or religiously motivated comments” to young women at an event – whom he later accused of being ‘woke’ – has been struck off.


Regulators issue new standards to improve practice in coroner’s courts

23 September 2021

The Bar Standards Board, the Solicitors Regulation Authority and CILEx Regulation have joined forces in a bid to improve the standard of practice in coroner’s courts.

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