Compliance & Regulation


Californian legislators bid to crush any ambitions to allow ABSs

24 August 2022

Californian legislators have blocked efforts by the State Bar to consider non-lawyer ownership of law firms, in the latest battle over alternative business structures in the US.


SRA plans huge increase in fines for misconduct by wealthy solicitors

23 August 2022

The SRA is planning huge increases in the fines it can impose for misconduct by wealthy solicitors – from the current £50,000 to £805,000 – while reducing them for lower earners.


Solicitor rebuked for offering invalid document certification services

23 August 2022

A solicitor who called himself a notary when he was not and ‘apostilled’ documents despite not being allowed to has been rebuked after he said he was unaware of the restrictions.


“Manifestly incompetent” solicitor did not touch probate file for decade

22 August 2022

A solicitor was manifestly incompetent in failing to progress probate matters for as long as a decade, but his misconduct did not amount to a lack of integrity, a tribunal has ruled.


Tweeting barrister’s £3m claim against former chambers thrown out

19 August 2022

The barrister who left his chambers following a storm last year over a tweet about a “stroppy teenager of colour” has had a £3m discrimination claim against the set thrown out for being time-barred.


SRA contradicts Blacker’s claim that it paid him libel damages

19 August 2022

The Solicitors Regulation Authority has contradicted the claim made by notorious ex-solicitor Dr Alan Blacker to the Charity Tribunal earlier this year that it paid him damages for defamation.


LawtechUK to turn focus on access to justice and SME law firms

19 August 2022

LawtechUK is to look at how technology can support greater access to legal services for both consumers and SMEs in the next phase of its development, the organisation’s new director has said.


Solicitor fined for “inadvertent” use of client account as banking facility

19 August 2022

A former City law firm owner has been fined by Solicitors Disciplinary Tribunal for “inadvertent” errors in allowing his client account to be used as a banking facility.


Partner who told trainee to change dates of deed is struck off

18 August 2022

A partner who told a trainee solicitor to change the date on a mortgage deed before sending it to Companies House and then to the Land Registry has been struck off.


Watchdog launches probe into Blacker’s legal advice charity

17 August 2022

The Charity Commission has begun an investigation into the Joint Armed Forces Legal Advocacy Service in the wake of the continued involvement of notorious struck-off solicitor Dr Alan Blacker.


City partner rebuked for trial livestreaming breach

17 August 2022

A City partner who allowed a trial to be livestreamed to observers outside the UK without the court’s permission has been rebuked by the Solicitors Regulation Authority.


Solicitor caught on CCTV giving cash to clients at police station

17 August 2022

A veteran solicitor caught on CCTV four times giving cash to arrested clients at a Kent police station has been struck off. He said he had acted with the “utmost stupidity”.


Fresh warning over barristers making “supportive” comments about cases

16 August 2022

A senior QC has called for the “fundamentally contradictory” rules on what barristers can say in public about their cases to be re-examined.


SDT hears fewer sexual misconduct cases than expected

16 August 2022

The Solicitors Disciplinary Tribunal heard fewer cases involving sexual misconduct by solicitors last year than it expected, given the high number investigated by the Solicitors Regulation Authority.


High Court rejects challenge to SDT case management decisions

15 August 2022

The Solicitors Disciplinary Tribunal was right not to order the Solicitors Regulation Authority to seek information from the BBC on behalf of a solicitor facing prosecution, the High Court has ruled.

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Blog


Legal Ombudsman fee reforms risk widening the justice gap

Charging firms simply because a complaint moves through the process weakens the present connection between fees and fault. It could also encourage firms to settle for commercial reasons.


Why upfront information could transform home buying

The success of upfront property information will depend on more than simply making the information available.


AI risk: What law firms must now demand from vendors

AI systems ingest, transform, infer and generate. Treating them as equivalent to document storage or workflow tools is a category error.