Compliance & Regulation


“Deplorable” solicitor struck off for manifest incompetence

1 November 2021

A solicitor condemned by one judge for “wanton failures” to comply with court orders and by another for “the worst case of wholesale failure” he had ever seen, has been struck off.


Firm’s insurer targets fraud exception to defeat £6m claim

29 October 2021

Insurer Axis Specialty Europe is trying to exclude its liability for losses of nearly £6m suffered by a US property company due to a fraud perpetrated by a solicitor.


Barrister sanctioned for own fundamentally dishonest PI claim

29 October 2021

A non-practising barrister who had his personal injury claim thrown out as fundamentally dishonest has been banned for returning to practice for nine months.


Newly qualified left in charge of firm rebuked over client account failures

28 October 2021

A newly qualified solicitor left holding the fort when the sole principal she was working for was hospitalised, has been rebuked after apparent conveyancing frauds happened on her watch.


SRA business plan targets solicitor-advocates and technology

27 October 2021

The Solicitors Regulation Authority is to check the training records of solicitor-advocates working in the higher courts, its latest business plan has revealed.


Barrister struck off over sexual assault on colleague

26 October 2021

A barrister who groped a colleague’s breasts during a night out – for which he was later convicted – and then asked her to lie to help him cover his tracks with his fiancee has been disbarred.


“Slapdash” conveyancer fined £10,000 by SDT

26 October 2021

A solicitor who lost sight of who was her client and whose actions in a conveyancing transaction were described as “slapdash” has been fined £10,000.


SRA approves cyber-losses clause despite insurer concerns

26 October 2021

The Solicitors Regulation Authority is to add a clause on cyber-losses to the minimum terms and conditions of insurance despite concerns expressed by the insurance industry.


City giant to face trial over alleged conflicts of interest

25 October 2021

City giant Hogan Lovells only achieved partial success in a bid for summary judgment over complaints that it had multiple conflicts of interest while acting for a Ukrainian tycoon.


Divorce fraud barrister fails in appeal against disbarment

25 October 2021

A barrister who deliberately gave the court a wrong address in an effort to obtain a divorce fraudulently has lost his appeal against being disbarred.


LSB approves new regulator for accountant probate providers

25 October 2021

The Legal Services Board has approved CILEx Regulation’s application to take over the regulation of probate work carried on by members of the Association of Chartered Certified Accountants.


Retired solicitor struck off for falsifying letter in bid to explain rule breach

22 October 2021

A 75-year-old solicitor has been struck off after he provided a client with a banking facility for over 20 years and then faked a letter of retainer to cover himself.


SRA leads Agile Nations project to create global legal services market

22 October 2021

The Solicitors Regulation Authority is leading a project called the Agile Nations Lawtech Innovation Network aimed at helping to create a global market for legal services.


SRA needs “radical rethink” to change disproportionate focus on BAME solicitors

21 October 2021

The Solicitors Regulation Authority needs to rethink its approach radically to tackle the “grimly entrenched” problem of ethnic minority solicitors being over-represented in its enforcement work.


BSB signals tougher approach to transparency rules compliance

20 October 2021

Approaching one in 10 chambers admit failing to comply with the Bar Standards Board’s service and price transparency rules, with the regulator now set to toughen up its approach to enforcement.

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